
Kimberly Anderson
Nexus Specialist

Michelle Atlas-Quinn, J.D.
Vice President of RIA Operations

Noah Baum
Administrative
Law Assistant

Erika Binnix, J.D.
Associate

Michele Dallman
Senior Compliance Analyst

Christina Duncan
Compliance Analyst

Jhansi Fusco, J.D.
Associate

Wren Green
Compliance Analyst Manager

Joel Hergenreter
Senior Compliance Analyst

Jake Jacobsen, J.D.
Associate

Michael James
Compliance Analyst

Amy Luna
Account Development
Representative

Liz Manteau
Senior Compliance Analyst

Christopher Marks
Compliance Analyst

Janet Messer
Senior Compliance Analyst & Senior Nexus Specialist

Timothy Monaco
Compliance Analyst

Mark Neitzel
Compliance Analyst

Bree Pate
Compliance Analyst

Courtney Raymond
Director of
RIA Development

Dave Reichert
Senior Compliance Analyst

Katie Smith
Compliance Analyst

Ruth Thortvedt
Compliance Analyst

Matthew Tuerk, J.D.
Contract & Client Services Specialist Associate

Molly Wheeler
Compliance Analyst

Tad Burton, J.D.
Managing Director
of Client Relations

Nichole Clark
Account Development
Representative

Austin Davis, J.D.
Associate

Harris Freedman, J.D.
Senior Associate

Dalton Hodges
Administrative
Law Assistant

Lisa Hurtado
Account Development
Representative

Josephine Jiron
Account Development
Representative

Doc Kennedy, MBA, J.D.
President & Founder

Jason Kirkland
Executive Director

Tessa Kopp
Account Development
Representative

Peter Lindholm, J.D.
Associate

Desirae Martinez
Account Development
Representative

Meredith McNulty
Account Development
Manager

Alex Padla, J.D.
Associate

Sheyla Serrano
Client Relations
Manager

Janay Simmons
Administrative
Law Assistant

Carla Smith
Account Development
Representative

Michael Wunderlich
Discovery & Investor
Services Manager

Josh Barber
CIO & Co-Founder

Veronica Canto, SPHR
Case Director of
Mergers & Acquisitions

Matt Durr, E.A.
Vice President of
Mergers & Acquisitions

Anthony Novelle
RIA M&A Account
Development

Stacy Santmyer
Executive Vice President

Chris Cross
Director of Analytics

Ashley Eubanks
Onboarding Specialist

Francesca Forcinito
Director of Marketing

Kerry Foster
Human Resources &
Payroll Specialist

Kenneth Garcia
Document Processing
Coordinator

Becca Malone
Director of Operations

Annie Springer
Senior System Administrator

Kitty St. Laurent
Executive Editor