About Us

About Us

About Us

AdvisorLaw is steadfast in our commitment to serving the unique needs of regulated financial professionals.
AdvisorLaw is steadfast in our commitment to serving the unique needs of regulated financial professionals.


Your Trusted Partner


AdvisorLaw is steadfast in our commitment to serving the unique needs of regulated financial professionals. As your strategic partner, we understand the specific challenges and opportunities faced by advisors and wealth managers.

Our mission is to provide uncompromising defense, cutting-edge compliance solutions, and lasting value. These principles are the foundation of our focus on delivering unparalleled counsel and fostering enduring relationships within the wealth management landscape.


Your Trusted Partner


AdvisorLaw is steadfast in our commitment to serving the unique needs of regulated financial professionals. As your strategic partner, we understand the specific challenges and opportunities faced by advisors and wealth managers.

Our mission is to provide uncompromising defense, cutting-edge compliance solutions, and lasting value. These principles are the foundation of our focus on delivering unparalleled counsel and fostering enduring relationships within the wealth management landscape.


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What Our Clients Say

What Our
Clients Say

What Our Clients Say

"AdvisorLaw has been diligent in helping us through our compliance. They have a good process and they follow up regularly. Our entire team is very much in tune with the compliance requirements. I recommend them highly to fellow RIAs."

- Raj Rajendran ⭐⭐⭐⭐⭐

"Have worked in detail with the team of Erika and Wren to create and file ADVs. Doc Kennedy has supported along the way on legal issues. Great firm to work with, would highly recommend them for any advisor drafting documents or needing ongoing compliance support."

- Shane Farina ⭐⭐⭐⭐⭐

"Michelle Atlas-Quinn at Advisor Law is an extremely talented Attorney. I consider her my "Corporate Guardian Angel"

- Brad Tiche⭐⭐⭐⭐⭐

"Advisor Law knew exactly what needed to be done...I've recommended the firm to several former colleagues... and wd do so again...many thanks to you all."

- John Brewer⭐⭐⭐⭐⭐

"Advisor Law has been a great resource and advocate for me as a professional. Through countless conversations and a successful engagement, they have acted as true professionals delivering perfect results along the way. Thank you!"

- Travis Jeffrey⭐⭐⭐⭐⭐

"I was very happy will the level of service I received and the results. Was worth every penny to hire this firm. I highly recommend."

- Ted Peroulakis⭐⭐⭐⭐⭐

"Very professional. Everyone called when they said they would call. There was plently of follow up and follow through. Effective communication made this very easy for me! Thank you!"

- Lisa Murray⭐⭐⭐⭐⭐

"Best Decision Ever! My choice to hire AdvisorLaw was, without a doubt, the best career choice that I have ever made. The team is stacked with powerful, relentless, intelligent, and compassionate professionals. Thank you, AdvisorLaw, for giving my career the turbocharge that I never knew it could get!!"

- Bruce Kriens⭐⭐⭐⭐⭐

"The team at Advisor Law is great!"

- Kevin Pentz⭐⭐⭐⭐⭐


    Meet The Team


    Meet The Team


    LAUNCH

    LAUNCH

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    LAUNCH

    LAUNCH

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    COMPLIANCE

    COMPLIANCE

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    COMPLIANCE

    COMPLIANCE

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    Kimberly Anderson

    Lead Admin &
    Nexus Specialist

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    Michelle Atlas-Quinn, J.D.

    Vice President of RIA Operations

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    Noah Baum

    Administrative
    Law Assistant

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    Erika Binnix, J.D.

    Associate

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    Michele Dallman

    Senior Compliance Analyst

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    Christina Duncan

    Compliance Analyst

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    Jhansi Fusco, J.D.

    Associate

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    Wren Green

    Lead Compliance Analyst

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    Marcia Guadagni

    Account Development Representative

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    Joel Hergenreter

    Senior Compliance Analyst

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    Jake Jacobsen, J.D.

    ​Associate

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    Michael James

    Compliance Analyst

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    Amy Luna

    Account Development
    Representative

    Elizabeth Manteau

    Liz Manteau

    Senior Compliance Analyst

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    Christopher Marks

    Compliance Analyst

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    Janet Messer

    Senior Compliance Analyst

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    Timothy Monaco

    Compliance Analyst

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    Joseph Read

    Compliance Analyst

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    Courtney Raymond

    Director of
    RIA Development

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    Dave Reichert

    Senior Compliance Analyst

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    Nathan Roberson, J.D.

    Contract Specialist Associate

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    Ruth Thortvedt

    Compliance Analyst

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    Katie Smith

    Compliance Analyst

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    Christine Weaver

    Compliance Analyst

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    Molly Wheeler

    Compliance Analyst

    DEFENSE

    DEFENSE

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    Tad Burton, J.D. Managing Associate

    Tad Burton, J.D.

    Managing Director
    of Client Relations

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    Austin Davis, J.D.

    Associate

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    Harris Freedman, J.D.

    Senior Associate

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    Dalton Hodges

    Administrative
    Law Assistant

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    Lisa Hurtado

    Account Development Representative

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    Josephine Jiron

    Account Development Representative

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    Doc Kennedy, MBA, J.D.

    President & Founder

    Jason Kirkland Executive Director

    Jason Kirkland

    Executive Director

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    Belle Kraxberger

    Administrative
    Law Assistant

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    Peter Lindholm, J.D.

    Associate

    Meredith McNulty, Business Development Executive

    Meredith McNulty

    Account Development
    Manager

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    Alex Padla, J.D.

    Associate

    Sheyla Serrano Enrollment Coordinator

    Sheyla Serrano

    Client Relations
    Manager

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    Janay Simmons

    Administrative
    Law Assistant

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    Carla Smith

    Account Development
    Representative

    Michael Wunderlich Discovery & Investor Services Coordinator

    Michael Wunderlich

    Discovery & Investor
    Services Manager

    GROWTH

    GROWTH

    GROWTH

    GROWTH

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    Josh Barber

    CIO & Co-Founder

    Veronica Canto Employee Relations Manager

    Veronica Canto, SPHR

    Case Director of
    Mergers & Acquisitions

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    Matt Durr, E.A.

    Vice President of
    Mergers & Acquisitions

    Anthony Novelle Business Development Executive

    Anthony Novelle

    RIA M&A Account
    Development

    ADMINISTRATIVE

    ADMINISTRATIVE

    ADMINISTRATIVE

    ADMINISTRATIVE

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    Chris Cross

    Director of Analytics

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    Ashley Eubanks

    Onboarding Specialist

    Francesca Forcinito, Marketing Manager

    Francesca Forcinito

    Director of Marketing

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    Kerry Foster

    Human Resources &
    Payroll Specialist

    Kenneth Garcia Document Processing Coordinator

    Kenneth Garcia

    Document Processing
    Coordinator

    Becca Malone Executive Assistant

    Becca Malone

    Director of Operations

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    Stacy Santmyer, E.A.

    Executive Vice President

    Annie Tieu Database Administrator

    Annie Springer

    Senior System Administrator

    Kitty St. Laurent Executive Editor

    Kitty St. Laurent

    Executive Editor

    AFFILIATES

    AFFILIATES

    AFFILIATES

    AFFILIATES

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    Chelsea Bauer, Esq.

    Senior Attorney, HLBS
    Read Bio

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    William Bean

    Associate Attorney, HLBS
    Read Bio

    Michael Bessette, Esq., ​HLBS

    Michael Bessette, Esq.

    Managing Attorney, HLBS
    Read Bio

    Owen Harnett, Esq., HLBS

    Owen Harnett

    Founder & Managing Attorney, HLBS
    Read Bio

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    John Quinn, Esq.

    Principal, Quinn Law Partners

    Schedule a complimentary consultation today!

    Schedule a complimentary consultation today!

    Schedule a complimentary consultation today!

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