With over 15 years of experience in the financial services industry, Dave brings a wealth of knowledge and expertise to his role as a the Lead Senior RIA Compliance Analyst at AdvisorLaw. He has dedicated over a decade to collaborating with financial advisors to deliver comprehensive planning and investment advice to clients. Dave is a seasoned professional with a strong regulatory background, having previously held FINRA Series 7 and 66 licenses, as well as Colorado life and health insurance licenses.