The journey to launching a new investment advisory firm is thrilling, and we're here to tackle the complexities of state and SEC registration head-on. Our team excels in streamlining this process, allowing you to focus on building your business. We’ll craft a dynamic launch strategy, manage intricate documentation, and smoothly navigate regulatory challenges. Count on us for comprehensive support that transforms your vision into a thriving RIA.

Leaving your current firm is simpler than you imagine. Our transition services offer a definitive roadmap to independence, designed to minimize risks and seize opportunities. We defend any adversarial situations, handle contract analysis, and manage operational complexities, freeing you to focus on moving your clients over. Partner with us to unlock your full potential as an independent RIA and thrive in your new venture.

Kimberly Anderson
Nexus Specialist

Michelle Atlas-Quinn, J.D.
Vice President of RIA Operations

Josh Barber
CIO & Co-Founder

Noah Baum
Executive Assistant

Erika Binnix, J.D.
Senior Associate

Cody Branson
Compliance Analyst

Sara Bries
Compliance Analyst

Michele Dallmann
Compliance Coordinator

Christina Duncan
Compliance Analyst

Jhansi Fusco, J.D.
Associate

Wren Green
Compliance Analyst Manager

Joel Hergenreter
Senior Compliance Analyst

Jake Jacobsen, J.D.
âSenior Associate

Samira Kadam
Compliance Analyst

Jason Kirkland
Executive Director

Amy Luna
Account Development
Representative

Katie Lutz
Compliance Analyst

Liz Manteau
Senior Compliance Analyst

Christopher Marks
Compliance Analyst

Janet Messer
Senior Compliance Analyst

Timothy Monaco
Compliance Analyst

Mark Neitzel
Compliance Analyst

Bree Pate
Compliance Analyst

Courtney Raymond
Director of RIA Development

Dave Reichert
Senior Compliance Analyst

Ruth Thortvedt
Compliance Analyst

Matt Tuerk, J.D.
Contract & Client Services Specialist Associate

Molly Wheeler
Compliance Analyst
Navigating the complex world of RIA registration doesn't have to be overwhelming. Our flat-rate registration package simplifies the process — from initial concept to doors open. We’ll handle the formation of your entity, governance documents and all required SEC and state filings. We handle the paperwork, create custom essential compliance documents, and provide expert guidance every step of the way.
With AdvisorLaw by your side, you can focus on building your client relationships while we make sure that your business has a full compliance manual and advisory agreements you need to operate.
