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Initiate your RIA with certainty, build a strong base, and leave the complexity to us.

Experienced counsel to confidently launch and register your SEC or state RIA.

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Initiate your RIA with certainty, build a strong base, and leave the complexity to us.

Experienced counsel to confidently launch and register your SEC or state RIA.


A Smooth Registration Process

A Smooth RIA Registration Process


The journey to launching a new investment advisory firm is thrilling, and we're here to tackle the complexities of state and SEC registration head-on. Our team excels in streamlining this process, allowing you to focus on building your business. We’ll craft a dynamic launch strategy, manage intricate documentation, and smoothly navigate regulatory challenges. Count on us for comprehensive support that transforms your vision into a thriving RIA.




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What Our Clients Say About Us

What Our Clients
Say About Us

What Our Clients Say About Us


"Advisor Law knew exactly what needed to be done...I've recommended the firm to several former colleagues... and wd do so again...many thanks to you all."

- John Brewer⭐⭐⭐⭐⭐

"AdvisorLaw was quick, easy, and effective. They are competitively priced, and they got the job done quickly."

- Raj Rajendran ⭐⭐⭐⭐⭐

"Best Decision Ever! My choice to hire AdvisorLaw was, without a doubt, the best career choice that I have ever made. The team is stacked with powerful, relentless, intelligent, and compassionate professionals. Thank you, AdvisorLaw, for giving my career the turbocharge that I never knew it could get!!"

- Bruce Kriens⭐⭐⭐⭐⭐

"Listened to my needs, Thorough and methodical process to get me from the start to completion, Attention to detail. "

- Shane Farina ⭐⭐⭐⭐⭐

"Great advice, excellent coaching, flawless execution. Highly recommended!"

- Brad Tiche⭐⭐⭐⭐⭐

"Very professional. Everyone called when they said they would call. There was plently of follow up and follow through. Effective communication made this very easy for me! Thank you!"

- Lisa Murray⭐⭐⭐⭐⭐

"Advisor Law has been a great resource and advocate for me as a professional. Through countless conversations and a successful engagement, they have acted as true professionals delivering perfect results along the way. Thank you!"

- Travis Jeffrey⭐⭐⭐⭐⭐

"I was very happy will the level of service I received and the results. Was worth every penny to hire this firm. I highly recommend."

- Ted Peroulakis⭐⭐⭐⭐⭐

"The team at Advisor Law is great!"

- Kevin Pentz⭐⭐⭐⭐⭐

"Hard working group of folks assisting me in matters of expertise, on their end, with an emphasis on results."

- Rob Ryan⭐⭐⭐⭐⭐

    "Advisor Law knew exactly what needed to be done...I've recommended the firm to several former colleagues... and wd do so again...many thanks to you all."

    - John Brewer⭐⭐⭐⭐⭐

    "AdvisorLaw was quick, easy, and effective. They are competitively priced, and they got the job done quickly."

    - Raj Rajendran ⭐⭐⭐⭐⭐

    "Best Decision Ever! My choice to hire AdvisorLaw was, without a doubt, the best career choice that I have ever made. The team is stacked with powerful, relentless, intelligent, and compassionate professionals. Thank you, AdvisorLaw, for giving my career the turbocharge that I never knew it could get!!"

    - Bruce Kriens⭐⭐⭐⭐⭐

    "Listened to my needs, Thorough and methodical process to get me from the start to completion, Attention to detail. "

    - Shane Farina ⭐⭐⭐⭐⭐

    "Great advice, excellent coaching, flawless execution. Highly recommended!"

    - Brad Tiche⭐⭐⭐⭐⭐

    "Very professional. Everyone called when they said they would call. There was plently of follow up and follow through. Effective communication made this very easy for me! Thank you!"

    - Lisa Murray⭐⭐⭐⭐⭐

    "Advisor Law has been a great resource and advocate for me as a professional. Through countless conversations and a successful engagement, they have acted as true professionals delivering perfect results along the way. Thank you!"

    - Travis Jeffrey⭐⭐⭐⭐⭐

    "I was very happy will the level of service I received and the results. Was worth every penny to hire this firm. I highly recommend."

    - Ted Peroulakis⭐⭐⭐⭐⭐

    "The team at Advisor Law is great!"

    - Kevin Pentz⭐⭐⭐⭐⭐

    "Hard working group of folks assisting me in matters of expertise, on their end, with an emphasis on results."

    - Rob Ryan⭐⭐⭐⭐⭐



      Seamless Transition Support

      Seamless Transition Support



      Leaving your current firm is simpler than you imagine. Our transition services offer a definitive roadmap to independence, designed to minimize risks and seize opportunities. We defend any adversarial situations, handle contract analysis, and manage operational complexities, freeing you to focus on moving your clients over. Partner with us to unlock your full potential as an independent RIA and thrive in your new venture.


      Meet Your Experts


      Meet Your Experts



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      Kimberly Anderson

      Nexus Specialist

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      Michelle Atlas-Quinn, J.D.

      Vice President of RIA Operations

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      Josh Barber

      CIO & Co-Founder

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      Noah Baum

      Executive Assistant

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      Erika Binnix, J.D.

      Senior Associate

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      Cody Branson

      Compliance Analyst

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      Sara Bries

      Compliance Analyst

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      Michele Dallmann

      Compliance Coordinator

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      Christina Duncan

      Compliance Analyst

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      Jhansi Fusco, J.D.

      Associate

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      Wren Green

      Compliance Analyst Manager

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      Joel Hergenreter

      Senior Compliance Analyst

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      Jake Jacobsen, J.D.

      ​Senior Associate

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      Samira Kadam

      Compliance Analyst

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      Jason Kirkland

      Executive Director

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      Amy Luna

      Account Development
      Representative

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      Katie Lutz

      Compliance Analyst

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      Liz Manteau

      Senior Compliance Analyst

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      Christopher Marks

      Compliance Analyst

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      Janet Messer

      Senior Compliance Analyst

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      Timothy Monaco

      Compliance Analyst

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      Mark Neitzel

      Compliance Analyst

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      Bree Pate

      Compliance Analyst

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      Courtney Raymond

      Director of RIA Development

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      Dave Reichert

      Senior Compliance Analyst

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      Ruth Thortvedt

      Compliance Analyst

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      Matt Tuerk, J.D.

      Contract & Client Services Specialist Associate

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      Molly Wheeler

      Compliance Analyst



      Flat-Rate
      Registration

      Flat-Rate RIA Registration




      Navigating the complex world of RIA registration doesn't have to be overwhelming. Our flat-rate registration package simplifies the process — from initial concept to doors open. We’ll handle the formation of your entity, governance documents and all required SEC and state filings. We handle the paperwork, create custom essential compliance documents, and provide expert guidance every step of the way. 

      With AdvisorLaw by your side, you can focus on building your client relationships while we make sure that your business has a full compliance manual and advisory agreements you need to operate.


      0%

      OF OUR CLIENTS ARE SEC-REGISTERED

      OF OUR CLIENTS ARE SEC-REGISTERED


      Advisors
      Registered

      0%

      Advisors
      Registered


      OF OUR CLIENTS ARE STATE-REGISTERED

      OF OUR CLIENTS ARE
      STATE-REGISTERED


      Advisors
      Registered

      0%

      OF OUR CLIENTS ARE SEC-REGISTERED

      OF OUR CLIENTS ARE SEC-REGISTERED

      0%

      OF OUR CLIENTS ARE STATE-REGISTERED

      OF OUR CLIENTS ARE STATE-REGISTERED



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      Stay Ahead Of
      The Curve

      Stay Ahead Of The Curve

      Stay Ahead Of
      The Curve

      INDUSTRY INSIGHTS

      Frequently Asked Questions

      Frequently Asked Questions



      Schedule a complimentary consultation today!

      Schedule a complimentary
      consultation today!

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