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Start Your RIA with Confidence

Navigating the complex world of RIA registration and setup can be overwhelming. Let our experienced counsel handle the regulatory complexities while you focus on building your business.

 

Start Your RIA with Confidence

Navigating the complex world of RIA registration and setup can be overwhelming. Let our experienced counsel handle the regulatory complexities while you focus on building your business.


A Smooth Registration Process


The journey to launching a new investment advisory firm is thrilling, and we're here to tackle the complexities of state and SEC registration head-on. Our team excels in streamlining this process, allowing you to focus on building your business. We’ll craft a dynamic launch strategy, manage intricate documentation, and smoothly navigate regulatory challenges. Count on us for comprehensive support that transforms your vision into a thriving RIA.

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What Our Clients Say About Us


  • “Advisor Law knew exactly what needed to be done…I’ve recommended the firm to several former colleagues… and wd do so again…many thanks to you all.”

    – John Brewer⭐⭐⭐⭐⭐

  • “AdvisorLaw was quick, easy, and effective. They are competitively priced, and they got the job done quickly.”

    – Raj Rajendran ⭐⭐⭐⭐⭐

  • “Best Decision Ever! My choice to hire AdvisorLaw was, without a doubt, the best career choice that I have ever made. The team is stacked with powerful, relentless, intelligent, and compassionate professionals. Thank you, AdvisorLaw, for giving my career the turbocharge that I never knew it could get!!”

    – Bruce Kriens⭐⭐⭐⭐⭐

  • “Listened to my needs, Thorough and methodical process to get me from the start to completion, Attention to detail.

    – Shane Farina ⭐⭐⭐⭐⭐

  • “Great advice, excellent coaching, flawless execution. Highly recommended!”

    – Brad Tiche⭐⭐⭐⭐⭐

  • “Advisor Law has been a great resource and advocate for me as a professional. Through countless conversations and a successful engagement, they have acted as true professionals delivering perfect results along the way. Thank you!”

    – Travis Jeffrey⭐⭐⭐⭐⭐

  • “I was very happy will the level of service I received and the results. Was worth every penny to hire this firm. I highly recommend.”

    – Ted Peroulakis⭐⭐⭐⭐⭐

  • “Very professional. Everyone called when they said they would call. There was plently of follow up and follow through. Effective communication made this very easy for me! Thank you!”

    – Lisa Murray⭐⭐⭐⭐⭐

  • “The team at Advisor Law is great!”

    – Kevin Pentz⭐⭐⭐⭐⭐

  • “Hard working group of folks assisting me in matters of expertise, on their end, with an emphasis on results.”

    – Rob Ryan⭐⭐⭐⭐⭐

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What Our Clients Say About Us

What Our Clients Say About Us


  • “Best Decision Ever! My choice to hire AdvisorLaw was, without a doubt, the best career choice that I have ever made. The team is stacked with powerful, relentless, intelligent, and compassionate professionals. Thank you, AdvisorLaw, for giving my career the turbocharge that I never knew it could get!!”

    – Bruce Kriens⭐⭐⭐⭐⭐

  • “AdvisorLaw has been diligent in helping us through our compliance. They have a good process and they follow up regularly. Our entire team is very much in tune with the compliance requirements. I recommend them highly to fellow RIAs.”

    – Raj Rajendran ⭐⭐⭐⭐⭐

  • “Very professional. Everyone called when they said they would call. There was plently of follow up and follow through. Effective communication made this very easy for me! Thank you!”

    – Lisa Murray⭐⭐⭐⭐⭐

  • “Michelle Atlas-Quinn at Advisor Law is an extremely talented Attorney. I consider her my “Corporate Guardian Angel”

    – Brad Tiche⭐⭐⭐⭐⭐

  • “Advisor Law knew exactly what needed to be done…I’ve recommended the firm to several former colleagues… and wd do so again…many thanks to you all.”

    – John Brewer⭐⭐⭐⭐⭐

  • “Advisor Law has been a great resource and advocate for me as a professional. Through countless conversations and a successful engagement, they have acted as true professionals delivering perfect results along the way. Thank you!”

    – Travis Jeffrey⭐⭐⭐⭐⭐

  • “Hard working group of folks assisting me in matters of expertise, on their end, with an emphasis on results.”

    – Rob Ryan⭐⭐⭐⭐⭐

  • “I was very happy will the level of service I received and the results. Was worth every penny to hire this firm. I highly recommend.”

    – Ted Peroulakis⭐⭐⭐⭐⭐

  • “The team at Advisor Law is great!”

    – Kevin Pentz⭐⭐⭐⭐⭐


Transition Support

Leaving your current firm is simpler than you imagine. Our transition services offer a definitive roadmap to independence, designed to minimize risks and seize opportunities. We defend any adversarial situations, handle contract analysis, and manage operational complexities, freeing you to focus on moving your clients over. Partner with us to unlock your full potential as an independent RIA and thrive in your new venture.

Meet Your Experts



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Michelle Atlas-Quinn, J.D.

Vice President of RIA Operations
Read Bio

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Kimberly Anderson

RIA Lead Admin
& Nexus Specialist

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Erika Binnix, J.D.

Associate
Read Bio
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Noah Baum

RIA Administrative
Law Assistant

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Christina Duncan

RIA Compliance Analyst

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Jhansi Fusco, J.D.

Associate
Read Bio
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Wren Green

RIA Lead
Compliance Analyst

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Marcia Guadagni

RIA Account Development Representative

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Joel Hergenreter

RIA Compliance Analyst

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Kimberly Anderson

RIA Lead Admin
& Nexus Specialist

Image

Noah Baum

RIA Administrative
Law Assistant

Image

Erika Binnix, J.D.

Associate
Read Bio
Image

Christina Duncan

RIA Compliance Analyst

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Jhansi Fusco, J.D.

Associate
Read Bio
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Wren Green

RIA Lead
Compliance Analyst

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Rae Higgins, J.D.

Senior RIA
Compliance Analyst
Read Bio

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Jake Jacobsen, J.D.

​Associate
Read Bio
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Michael James

RIA Compliance Analyst

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Amy Luna

RIA Account Development
Representative

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Christopher Marks

RIA Compliance Analyst

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Janet Messer

Senior RIA
Compliance Analyst
Read Bio
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Timothy Monaco

Director of RIA Development

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Anthony Novelle

RIA M&A Account
Development

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Courtney Raymond

Director of RIA Development

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Dave Reichert

Senior RIA
Compliance Analyst
Read Bio
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Martin Remming, J.D.

Associate
Read Bio
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Ruth Thortvedt

RIA Compliance Analyst

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Chris Sandbach

RIA Account Development Representative

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Katie Smith

RIA Compliance Analyst

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Marcia Guadagni

RIA Account Development Representative

Image

Joel Hergenreter

RIA Compliance Analyst

Image

Rae Higgins, J.D.

Senior RIA
Compliance Analyst
Read Bio

Image

Jake Jacobsen, J.D.

​Associate
Read Bio
Image

Michael James

RIA Compliance Analyst

Image

Amy Luna

RIA Account Development
Representative

Elizabeth Manteau

Elizabeth Manteau

Senior RIA
Compliance Analyst

Image

Christopher Marks

RIA Compliance Analyst

Image

Janet Messer

Senior RIA
Compliance Analyst
Read Bio
Image

Timothy Monaco

Director of RIA Development

Image

Anthony Novelle

RIA M&A Account
Development

Image

Courtney Raymond

Director of RIA Development

Image

Dave Reichert

Senior RIA
Compliance Analyst
Read Bio
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Nathan Roberson, J.D.

Contract Specialist Associate

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Ruth Thortvedt

RIA Compliance Analyst

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Katie Smith

RIA Compliance Analyst

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Molly Wheeler

RIA Compliance Analyst

Meet Your Experts



Image

Michelle Atlas-Quinn, J.D.

Vice President of RIA Operations
Read Bio

Image

Kimberly Anderson

RIA Lead Admin
& Nexus Specialist

Image

Noah Baum

RIA Administrative
Law Assistant

Image

Erika Binnix, J.D.

Associate
Read Bio
Image

Christina Duncan

RIA Compliance Analyst

Image

Jhansi Fusco, J.D.

Associate
Read Bio
Image

Wren Green

RIA Lead
Compliance Analyst

Image

Marcia Guadagni

RIA Account Development Representative

Image

Joel Hergenreter

RIA Compliance Analyst

Image

Rae Higgins, J.D.

Senior RIA
Compliance Analyst
Read Bio

Image

Jake Jacobsen, J.D.

​Associate
Read Bio
Image

Michael James

RIA Compliance Analyst

Image

Amy Luna

RIA Account Development
Representative

Elizabeth Manteau

Elizabeth Manteau

Senior RIA
Compliance Analyst

Image

Christopher Marks

RIA Compliance Analyst

Image

Janet Messer

Senior RIA
Compliance Analyst
Read Bio
Image

Timothy Monaco

RIA Compliance Analyst

Image

Anthony Novelle

RIA M&A Account Development

Image

Courtney Raymond

Director of RIA
Development

Image

Dave Reichert

Senior RIA
Compliance Analyst
Read Bio
Image

Nathan Roberson, J.D.

Contract Specialist Associate

Image

Ruth Thortvedt

RIA Compliance Analyst

Image

Chris Sandbach

RIA Account Development Representative

Image

Katie Smith

RIA Compliance Analyst

Image

Molly Wheeler

RIA Compliance Analyst

Meet Your Experts


Image

Michelle Atlas-Quinn, J.D.

Vice President of RIA Operations
Read Bio

Image

Kimberly Anderson

RIA Lead Admin
& Nexus Specialist

Image

Noah Baum

RIA Administrative
Law Assistant

Image

Erika Binnix, J.D.

Associate
Read Bio

Image

Christina Duncan

RIA Compliance Analyst

Image

Jhansi Fusco, J.D.

Associate
Read Bio

Image

Wren Green

RIA Lead
Compliance Analyst

Image

Marcia Guadagni

RIA Account Development Representative

Image

Joel Hergenreter

RIA Compliance Analyst

Image

Rae Higgins, J.D.

Senior RIA
Compliance Analyst
Read Bio

Image

Jake Jacobsen, J.D.

​Associate
Read Bio

Image

Michael James

RIA Compliance Analyst

Image

Amy Luna

RIA Account
Development
Representative

Elizabeth Manteau

Elizabeth Manteau

Senior RIA
Compliance Analyst

Image

Christopher Marks

RIA Compliance Analyst

Image

Janet Messer

Senior RIA
Compliance Analyst
Read Bio
Image

Timothy Monaco

RIA Compliance Analyst

Image

Anthony Novelle

RIA M&A Account
Development

Image

Courtney Raymond

Director of
RIA Development

Image

Dave Reichert

Senior RIA
Compliance Analyst
Read Bio
Image

Nathan Roberson, J.D.

Contract Specialist Associate

Image

Ruth Thortvedt

RIA Compliance Analyst
Image

Katie Smith

RIA Compliance Analyst
Image

Molly Wheeler

RIA Compliance Analyst


Flat-Rate Registration

Navigating the complex world of RIA registration doesn't have to be overwhelming. Our flat-rate registration package simplifies the process — from initial concept to doors open. We’ll handle the formation of your entity, governance documents, to your SEC and state filings. We handle the paperwork, create custom essential compliance documents, and provide expert guidance every step of the way. With AdvisorLaw by your side, you can focus on building your client relationships while we make sure that your business has a full compliance manual and advisory agreements you need to operate.

0%

OF OUR CLIENTS ARE SEC-REGISTERED

OF OUR CLIENTS ARE SEC-REGISTERED


Advisors
Registered

0%

Advisors
Registered

OF OUR CLIENTS ARE STATE-REGISTERED

OF OUR CLIENTS ARE STATE-REGISTERED


Advisors
Registered

0%

OF OUR CLIENTS ARE SEC-REGISTERED


OF OUR CLIENTS ARE SEC-REGISTERED

0%

OF OUR CLIENTS ARE STATE-REGISTERED

OF OUR CLIENTS ARE STATE-REGISTERED

Frequently Asked Questions


Schedule a complimentary consultation today!

NEXT-LEVEL COMPLIANCE Contact (#76)

11001 W 120th Avenue, Suite 100, Broomfield, CO 80021

11001 W 120th Avenue, Suite 100, Broomfield, CO 80021

(303) 952-4025

(303) 952-4025

Interested in joining our team?

Careers

Interested in joining our team?

Careers