Start Your RIA with Confidence
Navigating the complex world of RIA registration and setup can be overwhelming. Let our experienced counsel handle the regulatory complexities while you focus on building your business.
Start Your RIA with Confidence
Navigating the complex world of RIA registration and setup can be overwhelming. Let our experienced counsel handle the regulatory complexities while you focus on building your business.
A Smooth Registration Process
The journey to launching a new investment advisory firm is thrilling, and we're here to tackle the complexities of state and SEC registration head-on. Our team excels in streamlining this process, allowing you to focus on building your business. We’ll craft a dynamic launch strategy, manage intricate documentation, and smoothly navigate regulatory challenges. Count on us for comprehensive support that transforms your vision into a thriving RIA.
What Our Clients Say About Us
-
“Advisor Law knew exactly what needed to be done…I’ve recommended the firm to several former colleagues… and wd do so again…many thanks to you all.”
– John Brewer⭐⭐⭐⭐⭐
-
“AdvisorLaw was quick, easy, and effective. They are competitively priced, and they got the job done quickly.”
– Raj Rajendran ⭐⭐⭐⭐⭐
-
“Best Decision Ever! My choice to hire AdvisorLaw was, without a doubt, the best career choice that I have ever made. The team is stacked with powerful, relentless, intelligent, and compassionate professionals. Thank you, AdvisorLaw, for giving my career the turbocharge that I never knew it could get!!”
– Bruce Kriens⭐⭐⭐⭐⭐
-
“Listened to my needs, Thorough and methodical process to get me from the start to completion, Attention to detail.
“– Shane Farina ⭐⭐⭐⭐⭐
-
“Great advice, excellent coaching, flawless execution. Highly recommended!”
– Brad Tiche⭐⭐⭐⭐⭐
-
“Advisor Law has been a great resource and advocate for me as a professional. Through countless conversations and a successful engagement, they have acted as true professionals delivering perfect results along the way. Thank you!”
– Travis Jeffrey⭐⭐⭐⭐⭐
-
“I was very happy will the level of service I received and the results. Was worth every penny to hire this firm. I highly recommend.”
– Ted Peroulakis⭐⭐⭐⭐⭐
-
“Very professional. Everyone called when they said they would call. There was plently of follow up and follow through. Effective communication made this very easy for me! Thank you!”
– Lisa Murray⭐⭐⭐⭐⭐
-
“The team at Advisor Law is great!”
– Kevin Pentz⭐⭐⭐⭐⭐
-
“Hard working group of folks assisting me in matters of expertise, on their end, with an emphasis on results.”
– Rob Ryan⭐⭐⭐⭐⭐
What Our Clients Say About Us
What Our Clients Say About Us
-
“Best Decision Ever! My choice to hire AdvisorLaw was, without a doubt, the best career choice that I have ever made. The team is stacked with powerful, relentless, intelligent, and compassionate professionals. Thank you, AdvisorLaw, for giving my career the turbocharge that I never knew it could get!!”
– Bruce Kriens⭐⭐⭐⭐⭐
-
“AdvisorLaw has been diligent in helping us through our compliance. They have a good process and they follow up regularly. Our entire team is very much in tune with the compliance requirements. I recommend them highly to fellow RIAs.”
– Raj Rajendran ⭐⭐⭐⭐⭐
-
“Very professional. Everyone called when they said they would call. There was plently of follow up and follow through. Effective communication made this very easy for me! Thank you!”
– Lisa Murray⭐⭐⭐⭐⭐
-
“Michelle Atlas-Quinn at Advisor Law is an extremely talented Attorney. I consider her my “Corporate Guardian Angel”
– Brad Tiche⭐⭐⭐⭐⭐
-
“Advisor Law knew exactly what needed to be done…I’ve recommended the firm to several former colleagues… and wd do so again…many thanks to you all.”
– John Brewer⭐⭐⭐⭐⭐
-
“Advisor Law has been a great resource and advocate for me as a professional. Through countless conversations and a successful engagement, they have acted as true professionals delivering perfect results along the way. Thank you!”
– Travis Jeffrey⭐⭐⭐⭐⭐
-
“Hard working group of folks assisting me in matters of expertise, on their end, with an emphasis on results.”
– Rob Ryan⭐⭐⭐⭐⭐
-
“I was very happy will the level of service I received and the results. Was worth every penny to hire this firm. I highly recommend.”
– Ted Peroulakis⭐⭐⭐⭐⭐
-
“The team at Advisor Law is great!”
– Kevin Pentz⭐⭐⭐⭐⭐
Transition Support
Leaving your current firm is simpler than you imagine. Our transition services offer a definitive roadmap to independence, designed to minimize risks and seize opportunities. We defend any adversarial situations, handle contract analysis, and manage operational complexities, freeing you to focus on moving your clients over. Partner with us to unlock your full potential as an independent RIA and thrive in your new venture.
Meet Your Experts
Kimberly Anderson
RIA Lead Admin
& Nexus Specialist
Noah Baum
RIA Administrative
Law Assistant
Christina Duncan
RIA Compliance Analyst
Wren Green
RIA Lead
Compliance Analyst
Marcia Guadagni
RIA Account Development Representative
Joel Hergenreter
RIA Compliance Analyst
Michael James
RIA Compliance Analyst
Amy Luna
RIA Account Development
Representative
Christopher Marks
RIA Compliance Analyst
Timothy Monaco
Director of RIA Development
Anthony Novelle
RIA M&A Account
Development
Courtney Raymond
Director of RIA Development
Ruth Thortvedt
RIA Compliance Analyst
Chris Sandbach
RIA Account Development Representative
Katie Smith
RIA Compliance Analyst
Marcia Guadagni
RIA Account Development Representative
Joel Hergenreter
RIA Compliance Analyst
Michael James
RIA Compliance Analyst
Amy Luna
RIA Account Development
Representative
Elizabeth Manteau
Senior RIA
Compliance Analyst
Christopher Marks
RIA Compliance Analyst
Timothy Monaco
Director of RIA Development
Anthony Novelle
RIA M&A Account
Development
Courtney Raymond
Director of RIA Development
Nathan Roberson, J.D.
Contract Specialist Associate
Ruth Thortvedt
RIA Compliance Analyst
Katie Smith
RIA Compliance Analyst
Molly Wheeler
RIA Compliance Analyst
Meet Your Experts
Wren Green
RIA Lead
Compliance Analyst
Marcia Guadagni
RIA Account Development Representative
Joel Hergenreter
RIA Compliance Analyst
Michael James
RIA Compliance Analyst
Amy Luna
RIA Account Development
Representative
Elizabeth Manteau
Senior RIA
Compliance Analyst
Christopher Marks
RIA Compliance Analyst
Timothy Monaco
RIA Compliance Analyst
Anthony Novelle
RIA M&A Account Development
Courtney Raymond
Director of RIA
Development
Nathan Roberson, J.D.
Contract Specialist Associate
Ruth Thortvedt
RIA Compliance Analyst
Chris Sandbach
RIA Account Development Representative
Katie Smith
RIA Compliance Analyst
Molly Wheeler
RIA Compliance Analyst
Meet Your Experts
Kimberly Anderson
RIA Lead Admin
& Nexus Specialist
Noah Baum
RIA Administrative
Law Assistant
Christina Duncan
RIA Compliance Analyst
Wren Green
RIA Lead
Compliance Analyst
Marcia Guadagni
RIA Account Development Representative
Joel Hergenreter
RIA Compliance Analyst
Michael James
RIA Compliance Analyst
Amy Luna
RIA Account
Development
Representative
Elizabeth Manteau
Senior RIA
Compliance Analyst
Christopher Marks
RIA Compliance Analyst
Timothy Monaco
RIA Compliance Analyst
Anthony Novelle
RIA M&A Account
Development
Courtney Raymond
Director of
RIA Development
Nathan Roberson, J.D.
Contract Specialist Associate
Ruth Thortvedt
Katie Smith
Molly Wheeler
Flat-Rate Registration
Navigating the complex world of RIA registration doesn't have to be overwhelming. Our flat-rate registration package simplifies the process — from initial concept to doors open. We’ll handle the formation of your entity, governance documents, to your SEC and state filings. We handle the paperwork, create custom essential compliance documents, and provide expert guidance every step of the way. With AdvisorLaw by your side, you can focus on building your client relationships while we make sure that your business has a full compliance manual and advisory agreements you need to operate.
OF OUR CLIENTS ARE SEC-REGISTERED
OF OUR CLIENTS ARE SEC-REGISTERED
Advisors
Registered
Advisors
Registered
OF OUR CLIENTS ARE STATE-REGISTERED
OF OUR CLIENTS ARE STATE-REGISTERED
Advisors
Registered
OF OUR CLIENTS ARE SEC-REGISTERED
OF OUR CLIENTS ARE SEC-REGISTERED
OF OUR CLIENTS ARE STATE-REGISTERED
OF OUR CLIENTS ARE STATE-REGISTERED
Frequently Asked Questions
A typical SEC registration takes eight weeks on average. State registrations vary widely by state and can range from eight weeks to six months on the long end.