With the inevitable tightening of RIAs’ cybersecurity requirements, it’s important to know what’s needed and find a service that meets the needs of your business.

Program Functions

Cybersecurity programs must be compliant with regulatory requirements. They also need to reflect the size of the business and the manner in which it conducts itself. Most important, a cybersecurity program must actually protect what needs to be protected — your business and your clients.

A well-designed cybersecurity program consists of five pillars:


About AdvisorLaw’s CyberProtection

Our service was designed to put the appropriate RIA protections in place, give you and your staff a clear understanding of what’s required, and provide guidance so that you can maintain adequate records to demonstrate your compliance in safeguarding the information entrusted to you.

Our goal is to make the cybersecurity process as easy and straightforward as possible. While the technology we use is complex, we’ve personalized the process to ensure that one of our security coordinators will be working with you, throughout it.

AdvisorLaw's Nexus Enterprise Platform streamlines an RIA's compliance process.


Get peace of mind. Outsource your RIA's Chief Compliance Officer (CCO)


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About AdvisorLaw’s CyberProtection

Our service was designed to put the appropriate RIA protections in place, give you and your staff a clear understanding of what’s required, and provide guidance so that you can maintain adequate records to demonstrate your compliance in safeguarding the information entrusted to you.

Our goal is to make the cybersecurity process as easy and straightforward as possible. While the technology we use is complex, we’ve personalized the process to ensure that one of our security coordinators will be working with you, throughout it.

Initial Comparison

We begin by conducting a comparison of your existing cybersecurity policies to your current technology and staffing footprint. While these should be aligned, we find that they often are not. Policies really are the blueprint for your cybersecurity program — any flaws in the blueprint get carried over to the program.


Contact us today for a complimentary consultation! 

RIA CyberProtection

Contact us to discuss AdvisorLaw's RIA Services.

The consultation is free, and our services were created exclusively for financial advisors
(303) 952-4025

Contact us to discuss AdvisorLaw's RIA Services.

The consultation is free, and our services were created exclusively for financial advisors
(303) 952-4025