Practice Migration
for Financial Advisors

 

When moving upward, secure your next registration while protecting yourself and your clients.

Practice Migration

Are you considering a move yet somewhat nervous about the legal implications of uprooting the business you built? We can offer confidential services to help you conduct your due diligence and make sure that you are making the right decisions to protect yourself. ​

In addition, AdvisorLaw helps corporate recruiters evaluate their candidates when talking with advisors who have current or pending disclosures on their CRD. AdvisorLaw can help those financial advisors to reduce or remove negative marks on their records that are weighing down their book valuations.

Whether you are changing wirehouses, going independent, becoming an RIA, or looking to buy or sell a financial practice, we have the expertise on staff to defend your interests and maximize your profit.


Transition Strategy

  • ​Navigating through Broker Protocol and non-competes
  • Ensuring the best representation in filing or defending TRO's
  • Drafting of thorough succession plans

Valuation & Acquisition Lending

  • Writing or negotiating buy-sell agreements to acquire new financial practices
  • Establishment of an RIA
  • Proper valuation of your business versus the industry paired with the expert insight of an attorney
  • RIA tax implications analysis

Notes Negotiation

  • Negotiation of repayment amounts and schedules
  • Defense in arbitrations involving allegations of breached repayment duties

We can help. Learn how.


Are you interested in acquiring a practice or are you ready to sell your firm? AdvisorLaw is now actively sourcing buyers and sellers with different types of advisory practices in your market.

Learn More:

Practice Purchase Network (PPN)

Contact us to discuss AdvisorLaw's Practice Migration services.

The consultation is free, and our services were created exclusively for financial advisors
(303) 952-4025