Practice Migration

Complimentary Consultation

Practice Migration

Complimentary Consultation

When moving upward, secure your next registration while protecting yourself and your clients.

Are you considering a move yet somewhat nervous about the legal implications of uprooting the business you built?

We can offer confidential services to help you conduct your due diligence and make sure that you are making the right decisions to protect yourself. ​

In addition, AdvisorLaw helps corporate recruiters evaluate their candidates when talking with advisors who have current or pending disclosures on their CRD. We can help those financial advisors to reduce or remove negative marks on their records that are weighing down their book valuations.

Whether you are changing wirehouses, going independent, becoming an RIA, or looking to buy or sell a financial practice, we have the expertise on staff to defend your interests and maximize your profit.

Transition Strategy

AdvisorLaw has consulted in the transitions for FAs with a combined total of $1 billion in annual production​. 

  • Navigating through Broker Protocol and non-competes
  • Ensuring the best representation in filing or defending TRO's
  • Drafting of thorough succession plans

Valuation & Acquisition Lending

  • Writing or negotiating buy-sell agreements to acquire new financial practices
  • Establishment of an RIA
  • Proper valuation of your business versus the industry
  • Expert insight of an attorney
  • RIA tax implications analysis

Notes Negotiation

  • Negotiation of repayment amounts and schedules
  • Defense in arbitrations involving allegations of breached repayment duties

AdvisorLaw Success Story:

Become a Registered Investment Advisor or start your own RIA firm.

For a Complimentary Consultation, please fill out the form below:

Practice Migration

Contact us to discuss AdvisorLaw's Practice Migration services.

The consultation is complimentary, and our services were created exclusively for financial advisors

(303) 952-4025