Interested in joining our team?
Headquartered in Broomfield, Colorado, AdvisorLaw provides nationwide representation to hundreds of financial advisors and wealth managers. We only advocate on behalf of the interests of the advisors – never for the investor or broker-dealer. The majority of our clients are motivated to call us to handle the reporting or removal of customer dispute disclosures, allegations after separation language for compliance, increased book valuation, recruiting reasons or to prevent FINRA fines, suspensions, license revocations, and more. The RIA division supports registered investment advisor firms in securing registration, developing compliance procedures, and monitoring and testing these procedures for effectiveness.
AdvisorLaw is a fast-growing company seeking individuals who enjoy doing impactful work in a relaxed business environment. Take a look at our current openings listed below.
ASSOCIATE ATTORNEY
Reports To: Managing Associate
Supervisory Responsibility: None
Position Type: Salary, Exempt
Position Level: Professional
Location: Remote/Broomfield, CO
About AdvisorLaw
AdvisorLaw is an equal opportunity employer, fostering a diverse, inclusive team that values talent, dedication, and a positive attitude above all else.
Position Summary
Qualifications & Skills
- Represent financial advisors in civil litigation, arbitration, and regulatory proceedings across state and federal courts, appellate forums, and private venues like FINRA, JAMS, and AAA
- Build and maintain enduring client relationships through consistent communication, proactively recommending tailored AdvisorLaw solutions to meet client needs
- Delegate tasks to support staff to effectively meet all deadlines
- Manage a diverse caseload with precision, ensuring timely progress and client satisfaction
- Identify and implement processes to enhance efficiency and reduce costs
- Conduct or supervise legal and regulatory research, using tools like Westlaw to support case strategies
- Affiliate as of counsel with designated outside law firms for specific client matters
- Perform other duties as assigned by the managing associates and President & Founder
Essential Functions
Legal Expertise
- Juris Doctor from an accredited law school
- Active admission to any state bar in the U.S.
- Commitment to mastering litigation strategies—including civil litigation, arbitration, negotiation, and mediation—across diverse forums
- Strong legal drafting skills or a dedication to developing them
- Analytical mindset with logical problem-solving skills to articulate issues, gather data, and draw valid conclusions
Interpersonal & Work Style
- Exceptional client relationship skills to foster long-term partnerships
- Proven ability to prioritize tasks and meet deadlines without compromising quality
- Ability to thrive in a cooperative, fast-paced, and team-oriented startup environment
- Capacity to work independently with minimal supervision after initial training
- Exceptional interpersonal skills and a track record of collaborating with diverse teams
- Self-starter with a proactive, creative, and solutions-oriented mindset
- Strong attention to detail, organizational skills, and time management
- High integrity and respect for confidential information
Culture & Environment
- Casual, fun, drama-free workplace
- Frequent computer work in a fast-paced office setting
- Flexible hours between 6 am and 6 pm, Monday—Friday
Physical Demands
- Mobility between workstations
- Lift office supplies and set up workstations (if necessary)
- ADA: AdvisorLaw will make reasonable accommodations in compliance with the Americans with Disabilities Act of 1990.
Benefits & Perks
- Competitive health insurance options, including employer-subsidized plans and HSA/FSA options
- Lucrative commission structure to reward performance and dedication, which can increase monetary compensation significantly
- Discretionary performance bonuses for exceptional contributions and results
- Incentive pay for exceeding billable hour requirements
- 15 days PTO per calendar year, plus 10 paid holidays
- Complimentary Vasa Fitness gym membership
- 401(k) with employer match (eligible after one year)
- Non-elective employee profit sharing (fully vested after three years)
