Administrative
Josh Barber
CIO & Co-Founder
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Veronica Canto, SPHR
Case Director of
Mergers & Acquisitions
Chris Cross
Director of Analytics
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Matt Durr, E.A.
Vice President of
Mergers & Acquisitions
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Ashley Eubanks
Onboarding Specialist
Francesca Forcinito
Director of Marketing
Kerry Foster
Human Resources &
Payroll Specialist
Doc Kennedy,
MBA, J.D.
President & Founder
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Becca Malone
Director of Operations
Stacy Santmyer, E.A.
Executive Vice President
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Annie Springer
Senior Systems Administrator
Kitty St. Laurent
Executive Editor
Regulatory Compliance for FINRA Registered Professionals
Tad Burton, J.D.
Managing Director
of Client Relations
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Austin Davis, J.D.
Associate
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Harris Freedman, J.D.
Senior Associate
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Kenneth Garcia
Document Processing
Coordinator
Dalton Hodges
Administrative
Law Assistant
Lisa Hurtado
Account Development
Representative
Josephine Jiron
Account Development
Representative
Jason Kirkland
Executive Director
Belle Kraxberger
Administrative
Law Assistant
Peter Lindholm, J.D.
Associate
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Meredith McNulty
Account Development
Manager
Alex Padla, J.D.
Associate
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Sheyla Serrano
Client Relations Manager
Janay Simmons
Administrative
Law Assistant
Carla Smith
Account Development
Representative
Michael Wunderlich
Discovery & Investor
Services Manager
RIA Registration & Compliance for SEC/State Registered Professionals
Kimberly Anderson
RIA Nexus Specialist
Michelle
Atlas-Quinn, J.D.
Vice President of
RIA Operations
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Noah Baum
RIA Administrative
Law Assistant
Erika Binnix, J.D.
Associate
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Michele Dallmann
Senior Compliance Analyst
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Christina Duncan
RIA Compliance Analyst
Jhansi Fusco, J.D.
Associate
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Wren Green
RIA Lead
Compliance Analyst
Joel Hergenreter
Senior RIA
Compliance Analyst
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Jake Jacobsen, J.D.
Associate
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Michael James
RIA Compliance Analyst
Amy Luna
RIA Account Development
Representative
Elizabeth Manteau
Senior RIA
Compliance Analyst
Christopher Marks
RIA Compliance Analyst
Timothy Monaco
RIA Compliance Analyst
Anthony Novelle
RIA M&A Account
Development
Joseph Read
RIA Compliance Analyst
Courtney Raymond
Director of RIA
Development
Dave Reichert
Senior RIA
Compliance Analyst
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Nathan Roberson, J.D.
Contract Specialist Associate
Ruth Thortvedt
RIA Compliance Analyst
Katie Smith
RIA Compliance Analyst
Christine Weaver
RIA Compliance Analyst
Molly Wheeler
RIA Compliance Analyst
All photos copyright protected by and courtesy of Alan Kim Boling, Jr. and George Rosales.