
Liz Manteau
Senior Compliance Analyst
With over 16 years in financial services, Liz Manteau brings a comprehensive background to complex compliance and operational issues. Having successfully guided advisors through challenging regulatory landscapes, her knowledge spans investment management, TAMPs, broker-dealer operations, and financial reporting. Liz's credentials include a Master of Science in Accounting and a Bachelor of Arts in Sociology, in addition to previously holding FINRA Series 7 and 66 licenses.

Liz Manteau
Senior Compliance Analyst
With over 16 years in financial services, Liz Manteau brings a comprehensive background to complex compliance and operational issues. Having successfully guided advisors through challenging regulatory landscapes, her knowledge spans investment management, TAMPs, broker-dealer operations, and financial reporting. Liz's credentials include a Master of Science in Accounting and a Bachelor of Arts in Sociology, in addition to previously holding FINRA Series 7 and 66 licenses.
