Experienced attorney with gray hair and glasses in professional attire, focused on legal advisory services.

Sara Bries

Compliance Analyst

With over 18 years of combined expertise across mortgage and financial services compliance, Sara Bries is a dedicated RIA Compliance Analyst. Leveraging prior credentials, including FINRA Series 6, 7, 66, and 24 licenses, she specializes in translating complex regulatory frameworks into effective operational procedures. Sara holds a Bachelor of Business Administration from Southern Wesleyan University.

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Experienced attorney with gray hair and glasses in professional attire, focused on legal advisory services.

Sara Bries

Compliance Analyst

With over 18 years of combined expertise across mortgage and financial services compliance, Sara Bries is a dedicated RIA Compliance Analyst. Leveraging prior credentials, including FINRA Series 6, 7, 66, and 24 licenses, she specializes in translating complex regulatory frameworks into effective operational procedures. Sara holds a Bachelor of Business Administration from Southern Wesleyan University.

Request a Consultation