Joel Hergenreter brings over 5 years of experience in the financial services industry to his role as a Senior RIA Compliance Analyst. He has a deep understanding of the complexities of the industry and has worked closely with financial advisors to provide comprehensive planning and investment advice to clients. Joel holds the Certified Securities Compliance Professional (CSCP) and the Certified Blockchain and Digital Assets Financial Professional (CBDA) designations. He holds the current FINRA Series 65 license, and previously held FINRA Series 7 and 66 licenses, as well as State of New York Life, Accident, and Health Insurance Agent licenses. He holds a Bachelor of Arts in European Studies from Colorado State University.