Professional attorney in a black suit and tie, smiling confidently; legal expert representing clients at AdvisorLaw LLC for trusted legal services.

Chris Marks

Senior RIA Compliance Analyst

As a Senior RIA Compliance Analyst, Chris Marks partners closely with investment advisers, bringing over five years of experience in the financial services industry. Known for his strategic insight and practical approach, Chris is dedicated to helping firms navigate complex regulatory requirements and implement effective, customized compliance solutions. He has a proven track record of strengthening compliance programs and ensuring firms stay ahead of evolving industry standards. Chris holds a Bachelor of Arts in History from the University of Minnesota and an MBA from Purdue University.

Request a Consultation
Professional attorney in a black suit and tie, smiling confidently; legal expert representing clients at AdvisorLaw LLC for trusted legal services.

Chris Marks

Senior RIA Compliance Analyst

As a Senior RIA Compliance Analyst, Chris Marks partners closely with investment advisers, bringing over five years of experience in the financial services industry. Known for his strategic insight and practical approach, Chris is dedicated to helping firms navigate complex regulatory requirements and implement effective, customized compliance solutions. He has a proven track record of strengthening compliance programs and ensuring firms stay ahead of evolving industry standards. Chris holds a Bachelor of Arts in History from the University of Minnesota and an MBA from Purdue University.

Request a Consultation