Is your Form ADV Part 2 still compliant with the fiduciary duty?
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The Iceberg Of RIA Compliance Costs
We don’t expect you to keep your finger on the pulse of the advisor-defense industry. So let us quickly bring you up to speed on the most crucial element that advisors seek when it comes to FINRA expungement of customer disputes and U5 termination disclosures—RESULTS.
The Industry Benchmark as of 2025
As of 2025, AdvisorLaw has officially surpassed 2,800+ disclosures expunged from FINRA’s BrokerCheck and the CRD.
Every single one of these disclosures was expunged on behalf of a financial advisor because we are committed exclusively to financial advisors. We do not work on behalf of investors to bring these meritless claims and then flip sides to remove them when it financially benefits us. Our loyalty is solely to the advisor.
Your Reputation Deserves the Best Chance
FINRA only provides an advisor one sole chance to argue for the removal of a customer dispute or U5 termination disclosure. Hiring a cut-rate firm only ensures that you get what you pay for. Your reputation is everything in this industry—trust it to the best.
If you have disclosures, realize that nearly 86% of your peers have a spotless record.
Join the club of advisors who can leverage their online BrokerCheck record to help close new prospects and transition to the best next firm. Right now, FINRA’s marketing machine is working against you to waste your referral business before it even gets to you.
Contact AdvisorLaw Today
Contact us by phone, at (303) 952-4025 for a complimentary consultation as to the viability of your case. We achieve a 90% win rate, and we can give you an honest assessment as to what it would take to remove disclosures from your BrokerCheck.