If you’re an investment advisor looking to stay up-to-date on the latest changes and regulations for marketing, then you won’t want to miss this webinar hosted by Myriad Advisor Solutions. This informative session features AdvisorLaw’s Michelle Atlas-Quinn who shares her insights on how advisors can apply the new regulations to their business practices.
Whether you’re a seasoned advisor or just starting out in the field, this session is sure to provide you with valuable insights and practical tips for marketing your services in compliance with the latest regulations.
The SEC’s new Marketing Rule is a complex set of regulations that can be difficult for Registered Investment Advisors (RIAs) to navigate on their own. AdvisorLaw’s team of experts offers a range of services to help RIAs review their current practices, update policies and procedures, and provide customized training to assist with compliance. With AdvisorLaw’s help, RIAs can be confident that they are meeting all of the SEC’s requirements and avoiding potential legal and regulatory issues.
Learn more about our RIA Compliance Services, or contact us today for a complimentary consultation!
- Juris Doctorate from the University of Denver Sturm College of Law
- Former FINRA licenses Series 7, 63, and 24 and former Colorado life and health insurance license
- Bachelor of Arts in Philosophy from the University of Colorado
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