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Financial advisors seeking to clear your record of certain customer complaints — another deadline is approaching!
Are you a financial advisor with a settled customer complaint over two years old on your BrokerCheck or CRD record? If so, you need to act now. As a result of the FINRA rule that was passed last October, expungement of certain specific cases will not be allowed to proceed through FINRA's arbitration forum after October 16, 2025.
A Critical Turning Point For Financial Advisors
As you know, maintaining a clean professional record is paramount in the financial services industry. This upcoming FINRA deadline is the outcome of FINRA’s longstanding push and subsequent 2025 rule change that will prohibit FINRA expungement of customer complaints that are coded as “settled” on your BrokerCheck profile. After October, advisors will find themselves unable to remove these unwarranted and outdated disclosures.
Why the rush?
- Limited Time For Expungement: The deadline is rapidly approaching, and the window to file and process expungement of these types of cases is closing fast.
- Complex Expungement Process: Building a strong case for CRD expungement requires meticulous preparation and a strategic approach. Starting now provides the necessary time for thorough analysis and execution.
- Risk Of Ineligibility: Delaying action until after October means losing your chance to remove these types of investor complaints from your record — permanently.
Don't risk your professional reputation.
Your professional reputation is your most valuable asset. Don't leave it to chance. AdvisorLaw understands the urgency of this situation. We lead the industry in financial advisor expungement cases and have a proven track record of success. Our team has successfully expunged over 2,750 disclosures, making us the undisputed experts in this field.
Take these two critical steps today.
- Schedule a case evaluation. Contact us immediately for a no-obligation case evaluation, at no charge. We will assess your specific situation and determine your eligibility for expungement.
- Begin the expungement process now. Starting the process today maximizes your chances of achieving a successful outcome before the door closes.
Secure your future — act now!
This is your opportunity to secure a clean slate and protect your professional future. Don't let it pass you by.
About AdvisorLaw:
AdvisorLaw is dedicated to helping financial advisors navigate the complexities of regulatory compliance and protect their professional reputations. Our expungement attorneys specialize in providing expert guidance and representation throughout the FINRA arbitration process.