
Tom Monaco
Compliance Analyst
Tim Monaco brings several years of experience in the financial services industry to his role as an RIA Compliance Analyst. As a Certified Securities Compliance Professional (CSCP-IA®), Tim has a strong background in regulatory compliance and a deep understanding of the complexities of the industry. He leverages this expertise to effectively support advisors in meeting their compliance obligations. Tim holds a Bachelor of Science in Sports Management from DeSales University.

Tom Monaco
Compliance Analyst
Tim Monaco brings several years of experience in the financial services industry to his role as an RIA Compliance Analyst. As a Certified Securities Compliance Professional (CSCP-IA®), Tim has a strong background in regulatory compliance and a deep understanding of the complexities of the industry. He leverages this expertise to effectively support advisors in meeting their compliance obligations. Tim holds a Bachelor of Science in Sports Management from DeSales University.
