Professional attorney in a suit smiling with arms crossed, representing trusted legal services at AdvisorLaw.

Tom Monaco

Compliance Analyst

Tim Monaco brings several years of experience in the financial services industry to his role as an RIA Compliance Analyst. As a Certified Securities Compliance Professional (CSCP-IA®), Tim has a strong background in regulatory compliance and a deep understanding of the complexities of the industry. He leverages this expertise to effectively support advisors in meeting their compliance obligations. Tim holds a Bachelor of Science in Sports Management from DeSales University.

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Professional attorney in a suit smiling with arms crossed, representing trusted legal services at AdvisorLaw.

Tom Monaco

Compliance Analyst

Tim Monaco brings several years of experience in the financial services industry to his role as an RIA Compliance Analyst. As a Certified Securities Compliance Professional (CSCP-IA®), Tim has a strong background in regulatory compliance and a deep understanding of the complexities of the industry. He leverages this expertise to effectively support advisors in meeting their compliance obligations. Tim holds a Bachelor of Science in Sports Management from DeSales University.

Request a Consultation