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Colorado Court Shuts Down FINRA Over Expungement Confirmation

Original Article: brokeandbroker.com/3981/finra-confirmation-expungement/ You ever go to a meeting where it seemed that everyone showed up on time, they started the presentations at the designated hour, and then, just as things began to roll, some idiot executive walks in late? Can someone please get me a cup of coffee, two sugars, a little milk, and, if there’s a warm cheese danish …

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AdvisorLaw Reaches 50 FINRA Customer Dispute Expungement Awards in 2017

AdvisorLaw has just reached an important and impressive milestone in the financial advisor industry.  We have just reached our 50th winning award for customer dispute expungement in 2017 through FINRA’s Rule 2080 arbitration – and it’s only September! Why is this a big deal?  Well, there are two very important reasons that will give you a sense of just how big of an …

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How to Save Your Reputation After a Meritless Customer Complaint

Original Article: wealthmanagement.com/marketing/how-save-your-reputation-after-meritless-customer-complaint Many wealth managers have spent years, if not decades, of their lives crafting a distinguished image of their practice. Words like “planning,” “trust,” “experience,” “service” and “satisfaction” consume the landscape of a financial advisor’s marketing message. Over their tenure, an advisor’s “brand” can develop significant equity. This equity, embodied through their personal and business reputation, pays dividends …