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AdvisorLaw Reaches 50 FINRA Customer Dispute Expungement Awards in 2017

AdvisorLaw has just reached an important and impressive milestone in the financial advisor industry.  We have just reached our 50th winning award for customer dispute expungement in 2017 through FINRA’s Rule 2080 arbitration – and it’s only September! Why is this a big deal?  Well, there are two very important reasons that will give you a sense of just how big of an …

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AdvisorLaw wins against FINRA in the case of A.G. Edwards & Sons, Inc. Feb 17, 2017

Award FINRA Office of Dispute Resolution In the Matter of the Arbitration Between:   Claimant  Case Number:           vs. Respondent A.G. Edwards & Sons, Inc.    Hearing Site: Denver, Colorado Nature of the Dispute: Associated Person vs. Member  REPRESENTATION OF PARTIES For Claimant  (“Claimant”):  AdvisorLaw, Broomfield, Colorado.  For Respondent A.G. Edwards & Sons, Inc. (“Respondent”): Thomas Octavian Jacobs, Esq., Wells Fargo Law Department, San Francisco, …