
Sara Bries
Compliance Analyst
With over 18 years of combined expertise across mortgage and financial services compliance, Sara Bries is a dedicated RIA Compliance Analyst. Leveraging prior credentials, including FINRA Series 6, 7, 66, and 24 licenses, she specializes in translating complex regulatory frameworks into effective operational procedures. Sara holds a Bachelor of Business Administration from Southern Wesleyan University.

Sara Bries
Compliance Analyst
With over 18 years of combined expertise across mortgage and financial services compliance, Sara Bries is a dedicated RIA Compliance Analyst. Leveraging prior credentials, including FINRA Series 6, 7, 66, and 24 licenses, she specializes in translating complex regulatory frameworks into effective operational procedures. Sara holds a Bachelor of Business Administration from Southern Wesleyan University.
