Jennifer Cox is a Senior Associate Attorney licensed in Alabama with 28 years of extensive experience across the financial services industry, including wirehouse, independent BD, and RIA firms. She spent the majority of her career in Regulatory Affairs, serving as the primary firm contact for FINRA (NASD), the SEC, and state regulators. Most recently, she was in-house counsel for a large national independent firm, providing guidance to thousands of advisors and leading litigation defense in customer and industry disputes. Demonstrating her expertise, Jennifer holds numerous securities licenses, including the Series 7, 63, 65, 24, 53, and 54.