Why Your RIA Needs A Compliance Partner, Not A Contract

Let's talk about something that's probably been bugging you (and a lot of other RIAs): compliance contracts. You know, those multi-year deals that feel more like a begrudged obligation than a partnership?

At AdvisorLaw, we're on a mission to change that. We've seen too many compliance providers trap RIAs with predatory tactics, locking them into long-term contracts — regardless of whether the service actually delivers. It's a practice that flies in the face of the trust and integrity that RIAs are built upon.

Frankly, we think it's time for a change.

We believe in earning your business — every single day. That's why you won't find any multi-year contracts at AdvisorLaw. We're confident that our service speaks for itself. Our tailored compliance solutions, backed by a team of experienced securities attorneys and certified compliance experts, are designed to keep your RIA ahead of the curve, without the burden of rigid commitments.

Here's how we're shaking things up.

• Flexibility To Scale: We understand that your RIA's needs evolve. That's why we offer three levels of flat-rate support that grow with your firm, whether you're managing $50M or $500M in AUM. No hidden fees, no surprises — just consistent, year-round support that includes unlimited access to your dedicated team at no extra cost.
• Proactive Compliance: The regulatory landscape is constantly shifting. We help you stay ahead of the game, especially with the current trends on the horizon. Think cybersecurity, off-channel communications, and evolving marketing rules. Our quarterly risk assessments and Nexus enterprise platform, which automates workflows and delivers over 150 actionable reports, keep you informed and prepared.
• Freedom To Choose: We believe in the power of choice. Our ongoing support model means that you stay with us, because you want to, not because you're contractually obligated. With a termination notice requirement of just 60 days, you're free to walk away if our service doesn't exceed your expectations.

Your RIA deserves a compliance partner that prioritizes your success, not contractual obligations.

It's time to break free from the old, predatory ways of doing business and build a partnership based on trust, innovation, and real results.

Ready to join the movement?

Let's redefine RIA compliance together — on your terms. Contact our team today to learn more about our compliance services.