RIA Registration & Compliance for SEC/State Registered Professionals
![Michelle Atlas, J.D. Managing Associate](https://advisorlawllc.com/wp-content/uploads/2020/09/adlaw_web_ATLAS.png)
- Attorney licensed by the Colorado Supreme Court to practice law (active registration)
- Juris Doctorate from the University of Denver Sturm College of Law
- Former FINRA licenses Series 7, 63, and 24 and former Colorado life and health insurance license
- Bachelor of Arts in Philosophy from the University of Colorado
![Erika Binnix Associate](https://advisorlawllc.com/wp-content/uploads/2021/03/2020_Advisor_Law_Erika_Binnix_3.png54.png)
- Licensed by the Colorado Supreme Court to practice law (active registration)
- Juris Doctorate from Southern Methodist University
- Bachelor of Arts in Political Science from Western Kentucky University
![Jhansi Fusco, J.D. - RIA Associate](https://advisorlawllc.com/wp-content/uploads/2023/05/IMG_4054-jhansi.jpg)
- Attorney licensed in the State of Connecticut to practice law (active registration)
- Juris Doctorate from Suffolk University Law School
- Bachelor of Arts in Journalism and Communications from the University of Connecticut
![Rae Higgins, J.D.](https://advisorlawllc.com/wp-content/uploads/2024/05/higgins.jpg)
- Attorney licensed in the State of California to practice law (active registration)
- 13+ years of Financial Services Industry Experience across Banks, Broker-Dealers, and Registered Investment Advisors
- Previously held FINRA Series 4, 7, 9, 10, 24, and 63 licenses
![Jake Jacobsen](https://advisorlawllc.com/wp-content/uploads/2021/03/2021_Advisor_Law-8642b.jpg)
- Attorney licensed by the Colorado Supreme Court to practice law (active registration)
- Juris Doctorate from University of Denver Sturm College of Law
- Bachelor of Arts in Political Science from Fort Lewis College
![Janet Messer - Senior Compliance Analyst](https://advisorlawllc.com/wp-content/uploads/2022/07/DSC3460.jpg-sml.jpg)
- 24+ years of Financial Services Industry Experience
- Experience across Banks, Broker-Dealers, and Registered Investment Advisors
- Previously held FINRA Series 7 license and Colorado life and health insurance license
![David Reichert - RIA Compliance Analyst](https://advisorlawllc.com/wp-content/uploads/2023/05/2023_May_Advisor_Law_web-1-of-251.jpg)
- 15+ years of Financial Services Industry Experience
- 10+ years of partnering with financial advisors to provide planning and investment advice to clients
- Previously held FINRA Series 7 and 66 licenses and Colorado life and health insurance licenses
Regulatory Compliance for FINRA Registered Professionals
![Tad Burton, J.D. Managing Associate](https://advisorlawllc.com/wp-content/uploads/2020/09/adlaw_web_TAD.png)
- Attorney licensed by the Colorado Supreme Court to practice law (active registration)
- Juris Doctorate from the University of Denver Sturm College of Law
- Bachelor of Arts in History and Anthropology from the University of Colorado
![Austin Davis, J.D., Associate](https://advisorlawllc.com/wp-content/uploads/2024/04/2024_Advisor_Law_March_web-7.jpg)
- Attorney licensed by District of Columbia (active registration)
- Juris Doctorate from Creighton University School of Law
- Bachelor of Science in Political Science from University of Colorado at Boulder
![Harris Freedman, J.D., Senior Associate](https://advisorlawllc.com/wp-content/uploads/2020/09/ADLAW_web_Harris.jpg)
- Attorney licensed by the Florida Supreme Court to practice law (active registration)
- Juris Doctorate from Nova Southeastern University
- Bachelor of Science in Business from the Florida State University
![Peter Lindholm, J.D.](https://advisorlawllc.com/wp-content/uploads/2022/10/lindholm.jpg)
- Attorney licensed by the Washington Supreme Court to practice law (active registration)
- Attorney licensed by the Oregon Supreme Court to practice law (active registration)
- Juris Doctorate from the University of Oregon
- Master of Business Administration (MBA) from University of Oregon
- Bachelor of Science in Political Science and Business Management from East Carolina University
![Alex Padla, J.D., Associate](https://advisorlawllc.com/wp-content/uploads/2024/04/2024_Advisor_Law_March_web-211.jpg)
- Attorney licensed by the Michigan Supreme Court to practice law (active registration)
- Juris Doctorate from Michigan State University
- Bachelor of Business Administration in Business Management from Western Michigan University
- Associate of Applied Science in Mortuary Science from Worsham College of Mortuary Science
Affiliates
![Chelsea Bauer, Esq., Senior Attorney, HLBS](https://advisorlawllc.com/wp-content/uploads/2022/01/Headshot-11.png)
- Licensed by the North Carolina Supreme Court to practice law (active registration)
- Licensed by the South Carolina Supreme Court to practice law (active registration)
- Juris Doctorate from Charlotte School of Law
- Bachelor of Arts in Communication from College of Charleston
![Michael Bessette, Esq., HLBS](https://advisorlawllc.com/wp-content/uploads/2020/09/ADLAW_web_Mike.png)
- Attorney licensed by the Colorado Supreme court to practice law (active registration)
- Attorney licensed by the Massachusetts Supreme court to practice law (inactive registration)
- Juris Doctorate from New England Law
- Bachelor of Science in Sociology from Suffolk University
- Attorney licensed by the Colorado Supreme court to practice law (active registration)
- Attorney licensed by the New York Supreme court to practice law (active registration)
- Juris Doctorate from Charlotte School of Law
- New York Supreme Court, Appellate Division Third Judicial Department
- Bachelor of Arts in Criminology from Davis & Elkins College
![John Quinn, Esq. - Principal, Quinn Law Partners](https://advisorlawllc.com/wp-content/uploads/2021/08/Quinn-John.png)
- Attorney licensed by the Pennsylvania Supreme Court to practice law (active registration)
- Attorney licensed by the Washington DC Supreme Court to practice law (active registration)
- Attorney licensed by the Virginia Supreme Court to practice law (active registration)
- Juris Doctorate from George Washington University
- Bachelor of Science from Villanova University
Administrative
![Josh Barber Executive Director and Co-Founder](https://advisorlawllc.com/wp-content/uploads/2020/09/Copy-of-adlaw_web_JOSH1.png)
- Bachelor of Science in Finance and International Business from the University of Colorado
- Bilingual English / Spanish
![Chris Cross Senior Operations Manager](https://advisorlawllc.com/wp-content/uploads/2024/04/2024_Advisor_Law_March_web-1424.jpg)
-
Bachelor of Arts in Philosophy from the University of Colorado
![Matt Durr, E.A. Senior Business Development Manager](https://advisorlawllc.com/wp-content/uploads/2020/09/Copy-of-adlaw_web_MATT1.png)
- Enrolled Agent
- Bachelor of Arts in Economics from the University of Northern Colorado
![Dochtor Kennedy, MBA, J.D. - President and Founder](https://advisorlawllc.com/wp-content/uploads/2020/09/Copy-of-adlaw_web_DOC1.png)
- Attorney licensed by the Colorado Supreme Court to practice law (active registration)
- Juris Doctorate from the University of Denver Sturm College of Law
- Master of Business Administration (MBA) with a major in Finance from Keller Graduate School of Management
- Bachelor of Science in Business Administration (BBA from the University of Minnesota)
- Former FINRA licenses Series 7, 63, and 55 and former L&H license
![Stacy Santmyer, Executive Vice President](https://advisorlawllc.com/wp-content/uploads/2020/09/adlaw_web_STACY1.png)
- Bachelor of Science in Business Administration from the University of Colorado
- Enrolled Agent
Contact us to discuss AdvisorLaw's array of comprehensive services.
The consultation is complimentary, and our services were created exclusively for financial advisors.
(303) 952-4025