Administrative
Veronica Canto, SPHR
Case Director of
Mergers & Acquisitions
Ashley Eubanks
Onboarding Specialist
Francesca Forcinito
Director of Marketing
Kerry Foster
Human Resources &
Payroll Specialist
Jonathan Koprek
Administrative Assistant
Becca Malone
Director of Operations
Annie Springer
Senior Systems Administrator
Kitty St. Laurent
Executive Editor
Regulatory Compliance for FINRA Registered Professionals
Ryan Cohn, J.D.
Law Clerk
Andrea Dejear
Account
Development
Representative
Kenneth Garcia
Document Processing
Coordinator
Hailey Harms
Administrative
Law Assistant
Dalton Hodges
Administrative
Law Assistant
Lisa Hurtado
Account
Development
Representative
Josephine Jiron
Account
Development
Representative
Jason Kirkland
Executive Director
Belle Kraxberger
Administrative
Law Assistant
Meredith McNulty
Account Development
Manager
Kristy Myers
Administrative
Law Assistant
Haley Piper
Administrative
Law Assistant
Crystal Rodriquez
Account
Development
Representative
Sheyla Serrano
Client Relations Manager
Janay Simmons
Administrative
Law Assistant
Carla Smith
Account
Development
Representative
Michael Wunderlich
Discovery & Investor
Services Manager
RIA Registration & Compliance for SEC/State Registered Professionals
Kimberly Anderson
RIA Lead Admin
& Nexus Specialist
Noah Baum
RIA Administrative Law Assistant
Christina Duncan
RIA Compliance Analyst
Wren Green
RIA Lead Compliance Analyst
Marcia Guadagni
RIA Account Development Representative
Joel Hergenreter
RIA Compliance Analyst
Michael James
RIA Compliance Analyst
Amy Luna
RIA Account
Development
Representative
Christopher Marks
RIA Compliance Analyst
Timothy Monaco
RIA Compliance Analyst
Anthony Novelle
RIA M&A Account Development
Courtney Raymond
Director of RIA Development
Ruth Thortvedt
RIA Compliance Analyst
Chris Sandbach
RIA Account Development Representative
Katie Smith
RIA Compliance Analyst
All photos copyright protected by and courtesy of Alan Kim Boling, Jr. and George Rosales.