Appraise your firm, tap into our exclusive buyer network, and seize your AUM ambitions.

M&A experts match sellers and buyers through exclusive listings with no subscription charge or volume requirements.

Appraise your firm, tap into our exclusive buyer network, and seize your AUM ambitions.

M&A experts match sellers and buyers through exclusive listings with no subscription charge or volume requirements.

AdvisorLaw offers expert guidance and access to our exclusive buyer network connecting you with a curated network of qualified buyers. Ready to transition your legacy? Take advantage of our complimentary valuations to determine the accurate market value of your practice and facilitate a smooth sale.

Join our network at no cost and meet potential buyers without any seller fees. Our success-based fee structure aligns our interests with yours, focusing on maximizing the return on your life's work.

To request your complimentary business valuation, complete the form below. Please allow 7-10 business days for us to prepare your report.

GROWTH | Valuation Contact Form (#49)

Contact Information

First Name:

Last Name:

Email Address:

Phone Number:

Individual CRD#:

RIA Firm CRD# (if any):

Name of Firm:

Firm ZIP Code:

Website (if any):

General Business Information

Year Opened:

Services Provided:

Number of Advisors:

Number of Support Staff:

If a sale took place, would key employees continue with the firm?

Yes

Are key employees bound to non-compete agreements?

Yes

General Client Information

Total Number of Clients:

Percent of Client Tenure Over 5 Years:

Percentage of AUM Located Within 100 Miles of Your Office:

Percentage of AUM Contacted Within the Last 12 Months:

AUM of Largest Client (in Millions):

Total AUM for Top 10% of Clients (in Millions):

AUM Added From New Clients (Last 24 Months in Millions):

AUM Lost From Client Attrition (Last 24 Months in Millions):

Types of Clients

Note: The percentages for the revenue generated from each type of client should add up to 100%.

Clients

% of Revenue

Individuals:

Types of Clients - Individuals:

Pension Plan Sponsors:

Pension Plan Sponsors:

Investment Advisers:

Investment Advisers:

Other:

Other:

Client Ages

Note: The percentages for the revenue generated from each age category of clients should add up to 100%.

Age

% of Revenue

Under 55:

Clients Ages - Under 55:

55 to 65:

55 to 65:

65 to 75:

65 to 75:

75 to 85:

75 to 85:

Over 85:

Over 85:

Client Portfolio Sizes

Note: The percentages for the revenue from each of the portfolio sizes should add up to 100%.

Portfolio Size

% of Revenue

Under $500K:

Portfolio Sizes - Under $500K:

$500K to $1M:

$500K to $1M:

$1M to $5M:

$1M to $5M:

Over $5M:

Over $5M:

AUM History

Please use the following:
1=$1M, 10=$10M, 100=$100M, 1000=$1B
Example: $202 million=202

Year

Total (to nearest million)

2020:

AUM History - 2020:

2021:

2021:

2022:

2022:

2023:

2023:

2024:

2024:

2025:

2025:

Current AUM:

Current AUM:

Revenue History

Year

Amount ($)

2020:

Revenue History - 2020:

2021:

2021:

2022:

2022:

2023:

2023:

2024:

2024:

2025:

2025:

Current T12:

Current T12:

Compensation Sources

Note: The percentages for each of their entries should add up to 100%. The total must match Current T12 from the previous section.

Type

% of T12 Revenue Total

AUM-Based Fees:

Aum-Based Fees:

Ongoing Retainers:

Ongoing Retainers:

Hourly:

Hourly:

Trails from Products Sold:

Trails from Products Sold:

Front-End Product Sales:

Front-End Product Sales:

Trade Commissions:

Trade Commissions:

Other:

Other:

Trailing 12 Expenses

Non-Owner Advisor Compensation (wages, benefits, payroll taxes):

Non-Owner Support Staff Compensation (wages, benefits, payroll taxes):

Office (rent, utilities, phone, equipment):

Technology and Software:

Professional Fees (insurance, accounting, legal, compliance, clearing and execution, etc.):

Excluding all owner compensation and income taxes, what is the grand total of expenses that are ordinary and necessary to continue operating your firm?

Additional Information

Did anyone refer you to us?

Please tell us anything else you would like us to know about your business:

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