Tag Archive

Expungement Week 2020

Advisors Pursuing Customer Dispute Expungements Before September Will Pay a Fraction of the New Cost

Will old investor complaints have to be disclosed after the SEC’s Reg BI takes effect?

FINRA Is Jacking Up The Cost Of Expungement For Brokers

The Stakes for a Clean Record are Now Even Higher

A Stacked Deck: Inside the 2019 FINRA New Customer Dispute Expungement Process

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