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AdvisorLaw is excited to announce a comprehensive new service line tailored specifically for financial professionals looking to launch and manage private funds. Our dedicated private fund RIA division provides full-service solutions for fund formation and ongoing compliance—designed to meet the unique needs of Exempt Reporting Advisers (ERAs), Registered Investment Advisers (RIAs), Commodity Pool Operators (CPOs), and Commodity Trading Advisors (CTAs).
Whether you’re launching a new fund or seeking regulatory support for an existing one, AdvisorLaw is your partner for success—we make sure that every aspect is structured correctly, documented thoroughly, and maintained in full SEC and CFTC compliance.
Specialized Private Fund Formation Structures
We specialize in the formation and compliance support of entirely exempt funds across the following structures, providing alignment with your fund strategy nuances and liquidity challenges:
| Fund Type | Structure & Strategy | Target Advisers & Compliance Notes |
| Simple Liquid Hedge Fund | Formation for securities and options traded only on public exchanges. | ERAs, RIAs, CTAs, and CPOs (Investing in securities/options with <10% futures). |
| Hybrid Hedge Funds | Funds that include both publicly-traded and private securities. | ERAs, RIAs, CPOs (Funds holding both publicly and non-publicly traded assets). |
| Private Equity & Commodity Pools | Structures where illiquidity and/or CFTC registration typically applies. | RIAs and CPOs. |
All New Fund Formations Include:
- Legal Entity Setup: LLC or LP formation.
- Offering Documents: Private Placement Memoranda (PPMs), Subscription Agreements, and Limited Partnership (LP) Agreements or Operating Agreements.
- Regulatory Filings: SEC Form D filing and all necessary Blue Sky filings.
Advanced and Incubator Fund Solutions
AdvisorLaw offers specialized services for complex or early-stage fund needs:
- Existing Entity Fund Launch: Already have an entity? We assist with launching a new fund within it by preparing all required fund documents, compliance filings, and agreements.
- Starter or Incubator Funds: We offer services to form "lite" versions of hedge funds to test strategies or build a track record before scaling. Includes LP agreement and operating agreement; targets solo RIAs or emerging managers.
- Feeder Funds (Master-Feeder Structure): Launching an offshore master-feeder structure? We handle the U.S. portion, working with your offshore counsel to coordinate documentation and compliance. Includes master-feeder agreements and support.
Ongoing Fund Compliance and Regulatory Support
Launching a fund is just the beginning, and ongoing compliance is critical for mitigating regulatory risk. AdvisorLaw provides quarterly and annual compliance support tailored to your specific fund type:
| Key Deliverables | Fund Types Supported | |
| Compliance Management | Periodic document updates, quarterly reviews, and annual filings. | Liquid Hedge Fund Formation, Private Equity Funds, Commodity Pools. |
| Ad-Hoc Support | Ongoing compliance support for urgent or ad-hoc regulatory questions. | All fund types. |
Who AdvisorLaw Serves
Our private fund compliance services are specifically designed for:
- Exempt Reporting Advisers (ERAs)
- Registered Investment Advisers (RIAs)
- Commodity Trading Advisors (CTAs)
- Commodity Pool Operators (CPOs)
- Emerging Managers & Fund Incubators
We understand regulatory thresholds, such as the 10% futures test for CPO exemptions. Our team aligns every fund formation and filing with your specific goals and regulatory registration status.
Why Choose AdvisorLaw for Fund Formation?
With deep expertise in securities law, compliance, and advisor advocacy, we’re uniquely positioned to help launch your fund quickly and cost-effectively, while mitigating legal and regulatory risks. You are important to us. We will be a responsive part of your team throughout the process.
Ready to Launch Your Fund?
Whether you're forming a liquid strategy, building a private equity vehicle, or testing a trading thesis with an incubator fund, AdvisorLaw can guide you from entity setup to subscription documents and beyond.
Schedule a complimentary consultation today to learn more about our fund formation packages and compliance subscriptions.
Engage with our experts today!