Headquartered in Broomfield, Colorado, AdvisorLaw provides nationwide representation to hundreds of financial advisors and wealth managers. We only advocate on behalf of the interests of the advisors – never for the investor or broker-dealer. The majority of our clients are motivated to call us to handle the reporting or removal of customer dispute disclosures, allegations after separation language for compliance, increased book valuation, recruiting reasons or to prevent FINRA fines, suspensions, license revocations, and more.​ The RIA division supports registered investment advisor firms in securing registration, developing compliance procedures, and monitoring and testing these procedures for effectiveness.

AdvisorLaw is a fast-growing company seeking individuals who enjoy doing impactful work in a relaxed business environment.​ Take a look at our current openings listed below.

We currently have no open positions available. Please check back soon.