Are you ready to become a Registered Investment Advisor or RIA? AdvisorLaw offers custom-tailored registration and set up for new RIA firms.
Join the ranks of thousands of advisors who are trading in their FINRA licensure to gain independence and control of their brand.
Creating your own RIA firm will give you the autonomy and flexibility to truly create the business value that you desire while doing what is best for your clients.
AdvisorLaw offers custom RIA setup and registration, as well as ongoing compliance services for registered investment advisor (RIA) firms. Our compliance team include both attorneys and Certified Securities Compliance Professionals (CSCPs).
AdvisorLaw’s compliance team leverages our extensive experience in the enforcement space to fully customize your RIA, in adherence to best practices. Our registration package takes your RIA firm from concept to fully-functioning business. We suggest a 60- to 90-day lead time to set up your RIA before your launch date
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