With annual compliance reviews around the corner, now is the perfect time to review your RIA’s compliance department.
Are you ready for your annual compliance review?
The SEC and state regulators have been cracking down on RIAs who neglect to provide accurate and timely information on their Forms ADV or CRS.
That's why, for a limited time, AdvisorLaw is offering RIAs a special bundle including an annual compliance review as well as Form ADV consulting.
What’s included in the new RIA bundle?
- an attorney call to review any Form ACR and Form ADV questions
- an in-depth analysis of your Forms ADV and CRS
- a summary or deficiency letter with our findings and recommendations
Interested in taking advantage of this limited time offer? Please fill out the form below for a complimentary consultation: