Streamline your operations, minimize risk, and achieve your business goals.

AdvisorLaw's compliance division provides comprehensive support for state and SEC-registered investment advisors and IARs like you.

Streamline your operations, minimize risk, and achieve your business goals.

AdvisorLaw's compliance division provides comprehensive support for state and SEC-registered investment advisors and IARs like you.

From Launch to Growth


Your Complete RIA & IAR Solution

AdvisorLaw guides you through every stage, from RIA registration and setup to ongoing compliance and strategic business support. Our comprehensive services streamline operations, minimize risk, and fuel your RIA or IAR firm's growth. Whether you're a seasoned pro or just starting out, navigate regulations with confidence – AdvisorLaw's compliance division supports state and SEC-registered advisors. 

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What Our Clients Say About Us


  • “AdvisorLaw has been diligent in helping us through our compliance. They have a good process and they follow up regularly. Our entire team is very much in tune with the compliance requirements. I recommend them highly to fellow RIAs.”

    – Raj Rajendran ⭐⭐⭐⭐⭐

  • “Have worked in detail with the team of Erika and Wren to create and file ADVs. Doc Kennedy has supported along the way on legal issues. Great firm to work with, would highly recommend them for any advisor drafting documents or needing ongoing compliance support.”

    – Shane Farina ⭐⭐⭐⭐⭐

  • “Michelle Atlas-Quinn at Advisor Law is an extremely talented Attorney. I consider her my “Corporate Guardian Angel”

    – Brad Tiche⭐⭐⭐⭐⭐

  • “Advisor Law knew exactly what needed to be done…I’ve recommended the firm to several former colleagues… and wd do so again…many thanks to you all.”

    – John Brewer⭐⭐⭐⭐⭐

  • “Advisor Law has been a great resource and advocate for me as a professional. Through countless conversations and a successful engagement, they have acted as true professionals delivering perfect results along the way. Thank you!”

    – Travis Jeffrey⭐⭐⭐⭐⭐

  • “I was very happy will the level of service I received and the results. Was worth every penny to hire this firm. I highly recommend.”

    – Ted Peroulakis⭐⭐⭐⭐⭐

  • “Very professional. Everyone called when they said they would call. There was plently of follow up and follow through. Effective communication made this very easy for me! Thank you!”

    – Lisa Murray⭐⭐⭐⭐⭐

  • “Best Decision Ever! My choice to hire AdvisorLaw was, without a doubt, the best career choice that I have ever made. The team is stacked with powerful, relentless, intelligent, and compassionate professionals. Thank you, AdvisorLaw, for giving my career the turbocharge that I never knew it could get!!”

    – Bruce Kriens⭐⭐⭐⭐⭐

  • “The team at Advisor Law is great!”

    – Kevin Pentz⭐⭐⭐⭐⭐

  • “Hard working group of folks assisting me in matters of expertise, on their end, with an emphasis on results.”

    – Rob Ryan⭐⭐⭐⭐⭐

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What Our Clients Say About Us


  • “AdvisorLaw has been diligent in helping us through our compliance. They have a good process and they follow up regularly. Our entire team is very much in tune with the compliance requirements. I recommend them highly to fellow RIAs.”

    – Raj Rajendran ⭐⭐⭐⭐⭐

  • “Have worked in detail with the team of Erika and Wren to create and file ADVs. Doc Kennedy has supported along the way on legal issues. Great firm to work with, would highly recommend them for any advisor drafting documents or needing ongoing compliance support.”

    – Shane Farina ⭐⭐⭐⭐⭐

  • “Michelle Atlas-Quinn at Advisor Law is an extremely talented Attorney. I consider her my “Corporate Guardian Angel”

    – Brad Tiche⭐⭐⭐⭐⭐

  • “Advisor Law knew exactly what needed to be done…I’ve recommended the firm to several former colleagues… and wd do so again…many thanks to you all.”

    – John Brewer⭐⭐⭐⭐⭐

  • “Advisor Law has been a great resource and advocate for me as a professional. Through countless conversations and a successful engagement, they have acted as true professionals delivering perfect results along the way. Thank you!”

    – Travis Jeffrey⭐⭐⭐⭐⭐

  • “I was very happy will the level of service I received and the results. Was worth every penny to hire this firm. I highly recommend.”

    – Ted Peroulakis⭐⭐⭐⭐⭐

  • “Very professional. Everyone called when they said they would call. There was plently of follow up and follow through. Effective communication made this very easy for me! Thank you!”

    – Lisa Murray⭐⭐⭐⭐⭐

  • “Best Decision Ever! My choice to hire AdvisorLaw was, without a doubt, the best career choice that I have ever made. The team is stacked with powerful, relentless, intelligent, and compassionate professionals. Thank you, AdvisorLaw, for giving my career the turbocharge that I never knew it could get!!”

    – Bruce Kriens⭐⭐⭐⭐⭐

  • “The team at Advisor Law is great!”

    – Kevin Pentz⭐⭐⭐⭐⭐

  • “Hard working group of folks assisting me in matters of expertise, on their end, with an emphasis on results.”

    – Rob Ryan⭐⭐⭐⭐⭐

Meet the Experts


Your RIA & IAR Compliance Team


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Michelle Atlas-Quinn, J.D.

Vice President of RIA Operations
Read Bio

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Kimberly Anderson

RIA Lead Admin
& Nexus Specialist

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Erika Binnix, J.D.

Associate
Read Bio
Image

Noah Baum

RIA Administrative
Law Assistant

Image

Christina Duncan

RIA Compliance Analyst

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Jhansi Fusco, J.D.

Associate
Read Bio
Image

Wren Green

RIA Lead
Compliance Analyst

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Marcia Guadagni

RIA Account Development Representative

Image

Joel Hergenreter

RIA Compliance Analyst

Image

Kimberly Anderson

RIA Lead Admin
& Nexus Specialist

Image

Erika Binnix, J.D.

Associate
Read Bio
Image

Noah Baum

RIA Administrative
Law Assistant

Image

Christina Duncan

RIA Compliance Analyst

Image

Jhansi Fusco, J.D.

Associate
Read Bio
Image

Wren Green

RIA Lead
Compliance Analyst

Image

Rae Higgins, J.D.

Senior RIA
Compliance Analyst
Read Bio

Image

Jake Jacobsen, J.D.

​Associate
Read Bio
Image

Michael James

RIA Compliance Analyst

Image

Amy Luna

RIA Account Development
Representative

Image

Christopher Marks

RIA Compliance Analyst

Image

Janet Messer

Senior RIA
Compliance Analyst
Read Bio
Image

Timothy Monaco

Director of RIA Development

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Anthony Novelle

RIA M&A Account
Development

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Courtney Raymond

Director of RIA Development

Image

Dave Reichert

Senior RIA
Compliance Analyst
Read Bio
Image

Martin Remming, J.D.

Associate
Read Bio
Image

Ruth Thortvedt

RIA Compliance Analyst

Image

Chris Sandbach

RIA Account Development Representative

Image

Katie Smith

RIA Compliance Analyst

Image

Marcia Guadagni

RIA Account Development Representative

Image

Joel Hergenreter

RIA Compliance Analyst

Image

Rae Higgins, J.D.

Senior RIA
Compliance Analyst
Read Bio

Image

Jake Jacobsen, J.D.

​Associate
Read Bio
Image

Michael James

RIA Compliance Analyst

Image

Amy Luna

RIA Account Development
Representative

Image

Christopher Marks

RIA Compliance Analyst

Image

Janet Messer

Senior RIA
Compliance Analyst
Read Bio
Image

Timothy Monaco

Director of RIA Development

Image

Anthony Novelle

RIA M&A Account
Development

Image

Courtney Raymond

Director of RIA Development

Image

Dave Reichert

Senior RIA
Compliance Analyst
Read Bio
Image

Ruth Thortvedt

RIA Compliance Analyst

Image

Katie Smith

RIA Compliance Analyst

Image

Molly Wheeler

RIA Compliance Analyst

Meet the Experts


Your RIA & IAR Compliance Team


Image

Michelle Atlas-Quinn, J.D.

Vice President of RIA Operations
Read Bio

Image

Kimberly Anderson

RIA Lead Admin
& Nexus Specialist

Image

Noah Baum

RIA Administrative
Law Assistant

Image

Erika Binnix, J.D.

Associate
Read Bio
Image

Christina Duncan

RIA Compliance Analyst

Image

Jhansi Fusco, J.D.

Associate
Read Bio
Image

Wren Green

RIA Lead
Compliance Analyst

Image

Marcia Guadagni

RIA Account Development Representative

Image

Joel Hergenreter

RIA Compliance Analyst

Image

Rae Higgins, J.D.

Senior RIA
Compliance Analyst
Read Bio

Image

Jake Jacobsen, J.D.

​Associate
Read Bio
Image

Michael James

RIA Compliance Analyst

Image

Amy Luna

RIA Account Development
Representative

Image

Christopher Marks

RIA Compliance Analyst

Image

Janet Messer

Senior RIA
Compliance Analyst
Read Bio
Image

Timothy Monaco

RIA Compliance Analyst

Image

Anthony Novelle

RIA M&A Account Development

Image

Courtney Raymond

Director of RIA
Development

Image

Dave Reichert

Senior RIA
Compliance Analyst
Read Bio
Image

Martin Remming, J.D.

Associate
Read Bio
Image

Ruth Thortvedt

RIA Compliance Analyst

Image

Chris Sandbach

RIA Account Development Representative

Image

Katie Smith

RIA Compliance Analyst

Image

Molly Wheeler

RIA Compliance Analyst

Meet the Experts


Your RIA & IAR Compliance Team

Image

Michelle Atlas-Quinn, J.D.

Vice President of RIA Operations
Read Bio

Image

Kimberly Anderson

RIA Lead Admin
& Nexus Specialist

Image

Noah Baum

RIA Administrative
Law Assistant

Image

Erika Binnix, J.D.

Associate
Read Bio
Image

Christina Duncan

RIA Compliance Analyst

Image

Jhansi Fusco, J.D.

Associate
Read Bio

Image

Wren Green

RIA Lead
Compliance Analyst

Image

Marcia Guadagni

RIA Account Development Representative

Image

Joel Hergenreter

RIA Compliance Analyst

Image

Rae Higgins, J.D.

Senior RIA
Compliance Analyst
Read Bio

Image

Jake Jacobsen, J.D.

​Associate
Read Bio
Image

Michael James

RIA Compliance Analyst

Image

Amy Luna

RIA Account
Development
Representative

Image

Christopher Marks

RIA Compliance Analyst

Image

Janet Messer

Senior RIA
Compliance Analyst
Read Bio
Image

Timothy Monaco

RIA Compliance Analyst

Image

Anthony Novelle

RIA M&A Account
Development

Image

Courtney Raymond

Director of
RIA Development

Image

Dave Reichert

Senior RIA
Compliance Analyst
Read Bio
Image

Martin Remming, J.D.

Associate
Read Bio
Image

Ruth Thortvedt

RIA Compliance Analyst
Image

Katie Smith

RIA Compliance Analyst
Image

Molly Wheeler

RIA Compliance Analyst

Frequently Asked Questions


Do you have questions about RIA compliance, navigating SEC or state regulations, or the process of RIA registration and setup? This FAQ dives into some of the most frequently asked questions from financial professionals like you, providing clarity on these important matters.

Frequently Asked Questions


Do you have questions about RIA compliance, navigating SEC or state regulations, or the process of RIA registration and setup? This FAQ dives into some of the most frequently asked questions from financial professionals like you, providing clarity on these important matters.

 

 
 

 

Contact us today!

Contact Form Main

​AdvisorLaw LLC
11001 W 120th Avenue, Suite 100, Broomfield, CO 80021

303-952-4025

Schedule a complimentary consultation today!

NEXT-LEVEL COMPLIANCE Contact (#76)

11001 W 120th Avenue, Suite 100, Broomfield, CO 80021

(303) 952-4025

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