Expungement Week 2020

Advisors pursuing customer dispute expungements before September will pay a fraction of the new cost.

Is A Social Media Post Worth Your Job?

Will old investor complaints have to be disclosed after the SEC’s Reg BI takes effect?

Working from home? Stay socially distant, virtually connected.

FINRA Is Jacking Up The Cost Of Expungement For Brokers

A Stacked Deck: Inside the 2019 FINRA New Customer Dispute Expungement Process

Which Firm Handles the Most FINRA Expungement Cases Filed by Financial Advisors?

PIABA Foundation “Study” of Problems with FINRA Expungement Process Devolves Into Unhinged Manifesto