Administrative

Veronica Canto, SPHR
Case Director of
Mergers & Acquisitions

Ashley Eubanks
Executive Assistant to the President & Founder

Francesca Forcinito
Director of Marketing

Kerry Foster
Human Resources &
Payroll Specialist

Becca Malone
Director of Operations

Annie Springer
Senior Systems Administrator

Kitty St. Laurent
Executive Editor
FINRA Regulatory Compliance

Elena Chandler
FINRA Administrative
Law Assistant

Andrea Dejear
FINRA Account
Development
Representative

Kenneth Garcia
FINRA Document
Processing Coordinator

Melissa Gray
FINRA Account
Development
Representative

Hailey Harms
FINRA Administrative
Law Assistant

Dalton Hodges
FINRA Administrative
Law Assistant

Lisa Hurtado
FINRA Account
Development
Representative

Josephine Jiron
FINRA Account
Development
Representative

Megan Mata
FINRA Portal Coordinator

Meredith McNulty
FINRA Account
Development Manager

Tori Moyer
FINRA Arbitration
Ranking & Document
Processing Coordinator

Kristy Myers
FINRA Administrative
Law Assistant

Haley Piper
FINRA Administrative
Law Assistant

Crystal Rodriquez
FINRA Account
Development
Representative

Sheyla Serrano
Client Relations Manager

Carla Smith
FINRA Account
Development
Representative

Michael Wunderlich
FINRA Discovery & Investor
Services Manager
RIA Registration, Setup, & Compliance

Kimberly Anderson
RIA Lead Admin
& Nexus Specialist

Christina Duncan
RIA Compliance Analyst

Wren Green
RIA Lead Administrator &
Compliance Tech Specialist

Joel Hergenreter
RIA Compliance Analyst

Michael James
RIA Compliance Analyst

Amy Luna
RIA Account
Development
Representative

Christopher Marks
RIA Compliance Analyst

Timothy Monaco
RIA Compliance Analyst

Anthony Novelle
RIA M&A Account Development

Ruth Thortvedt
RIA Compliance Analyst
All photos copyright protected by and courtesy of Alan Kim Boling, Jr. and George Rosales.